Sam J. Bygott-webb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sam John Bygott-webb, who also goes by Sam John Bygott-webb Mr, Sam Bygott-webb, Sam John Bygottwebb Mr, was a registered financial professional .
Sam is a previously registered financial professional and started their career in finance in 2002. Sam had worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 17 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2020 - June 9, 2025
THE GROWTH STAGE INC.
December 3, 2002 - September 20, 2005
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 8/6/2020
Investment Banking Registered Representative ExaminationSeries 17
Date: 12/2/2002
Limited Registered Representative ExaminationCurrent Firm
THE GROWTH STAGE INC.
CRD#: 306193 / SEC#: , 8-70467
Contact information
FINRA licenses (9 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
