David M. Shapiro

PEAK INVESTMENT COACHING

Logan, UT 84321

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CRD#: 4598744

Professional summary

David Morris Shapiro, who also goes by David M Shapiro, is a registered financial advisor currently at PEAK INVESTMENT COACHING, LLC located in Logan, Utah.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. David has worked at 5 firms and has passed the Series 63, Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David M Shapiro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PEAK INSURANCE, LLC; INSURANCE SINCE 05/2013; LOGAN, UT; OWNER/MANAGING MEMBER; APPROXIMATELY 20 HOURS PER MONTH; INSURANCE SALES AND SERVICES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Morris Shapiro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2013 - Present

PEAK INVESTMENT COACHING, LLC

Office #1: 88 West Center Street, Logan, UT 84321

RIA

CRD#: 167757

Logan, UT

Past

April 24, 2008 - August 6, 2013

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

GREENWOOD VILLAGE, CO

Past

April 24, 2008 - August 6, 2013

CENTAURUS FINANCIAL, INC.

CRD#: 30833

GREENWOOD VILLAGE, CO

Past

July 2, 2007 - April 23, 2008

BRECEK & YOUNG ADVISORS, INC.

RIA

CRD#: 40395

GREENWOOD VILLAGE, CO

Past

July 2, 2007 - April 23, 2008

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

GREENWOOD VILLAGE, CO

Past

October 10, 2006 - July 9, 2007

LEGACY ADVISORY SERVICES, INC.

RIA

CRD#: 111027

GREENWOOD VILLA, CO

Past

May 10, 2006 - July 9, 2007

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

LAKEWOOD, CO

Past

October 28, 2002 - September 20, 2004

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(5/22/2017)

IAR

Utah
(8/7/2013)

IAR

Wyoming
(3/19/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/17/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/20/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 10/25/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PEAK INVESTMENT COACHING, LLC

CRD#: 167757 / SEC#:

Idaho

Registered Investment Advisory firm - (5/18/2017 Approved)

Utah

Registered Investment Advisory firm - (8/7/2013 Approved)

Wyoming

Registered Investment Advisory firm - (12/27/2018 Approved)

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Contact information

Main Address

88 West Center Street, Logan, UT 84321

Mailing Address

Phone number

(435) 494-1742

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Shapiro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Morris Shapiro's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK INVESTMENT COACHING, LLC

CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

LEGACY ADVISORY SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/17/2011

Series 65

Date: 9/20/2006

Series 6

Date: 10/25/2002

Current Firm

PEAK INVESTMENT COACHING, LLC

Contact information

Documents

Red Flags

Company Information

PEAK INVESTMENT COACHING, LLC

TRUST BUT VERIFY

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