Magda M. Cintron-saillant

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CRD#: 4598683

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Magda M Cintron-saillant, who also goes by Magda M Cintron, Magda Marisel Cintron, Magda M Cintron Perez ^, Magda M Cintron Perez, Magda Marisel Cintron Perez ^, Magda Marisel Cintron Perez, Magda M Cintron Saillant, Magda M Cintron-saillant, Magda M Cintron Perez, Magda C Saillant, was a registered financial professional .

Magda is a previously registered financial professional and started their career in finance in 2003. Magda had worked at 10 firms and has passed the Series 66, SIE, Series 7, Series 9, Series 10 and Series 24 exams.

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*567246 Entity Type: Rental Property Name of outside business organization: Rental Property 1 Investment related: No Address of business: Combate, Cabo Rojo, 00623 Position, title, association: Sole owner, Start date of relationship: 10/29/2021 Number of hours devoted: 5 hrs Yearly Number of hours devoted during trading hours: 0 Duties: Sole owner of rental property I*3701284 Entity Type: Charitable Name of OBA: Hispanic Alliance Address: Greenville, South Carolina, 29606 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/10/2026 Number of Hours: 30, Yearly Number of Hours during trading: 15, Yearly Duties: The Hispanic Alliance fosters collaboration and connectivity among people, resources, and cultures to build thriving communities As a member of the board, I'll be a steward of their mission and help guide their growing organization. They celebrated their 15th year anniversary in 2025 as a 501c3 and look to expand opportunities for Hispanic youth to enter the workforce and contribute to creating a prosperous South Carolina. I*3827276 Entity Type: For Profit Name of OBA: Cafe & Canela LLC Address: Piedmont, South Carolina, 29673 Investment Related: No Position, Title, Association: Owner Employee Start Date: 03/14/2026 Number of Hours: 12, Monthly Number of Hours during trading: 0 Duties: Small coffee shop in Greenville county. Store sells coffee and pastries. Co-owner with my husband. Full team and manager in place running the store and taking care of the day-to-day operations. We'll be involved in overall business decisions such as supervision of social media postings, making decision around events/activities, inventory, and overall business strategy for the store.

Blog Corner

CRS (Client Relationship Summary)

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 7691

WAYNE, NJ

Past

January 2, 2008 - June 19, 2008

CRD#: 7059

NEW YORK, NY

Past

April 3, 2003 - July 29, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PARSIPPANY, NJ

Past

April 3, 2003 - July 29, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 3, 2003 - July 29, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH PIERCE FENNER & SMITH | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MERRILL LYNCH PIERCE FENNER & SMITH INC.

CRD#: 7691 / SEC#: 801-14235, 8-7221

RIA

Registered Investment Advisory firm - SEC (12/8/1978 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/11/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/1/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 10/12/2012

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/16/2012

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 6/29/2007

General Securities Principal Examination

Current Firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH PIERCE FENNER & SMITH | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MERRILL LYNCH PIERCE FENNER & SMITH INC.

CRD#: 7691 / SEC#: 801-14235, 8-7221

RIA

Registered Investment Advisory firm - SEC (12/8/1978 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

One Bryant Park, New York, NY 10036

Mailing Address

150 N College St Nc1-028-29-04, Charlotte, NC 28255

Phone number

(800) 637-7455

Established

Delaware since 11/10/1958

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

33,689

SEC notice filing (49 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MERRILL LYNCH INVESTMENT ADVISORY PROGRAM BROCHURE (1/5/2026)

MERRILL LYNCH FIDUCIARY ADVISORY SERVICES (12/3/2025)

MERRILL GUIDED INVESTING BROCHURE (11/14/2025)

MERRILL PERSONAL RETIREMENT STRATEGY (11/14/2025)

MERRILL GUIDED INVESTING WITH ADVISOR BROCHURE (11/14/2025)

MERRILL SMALL BUSINESS 401(K) ADVISORY SERVICE (11/10/2025)

MAA MLPFS 2A FOR SELECT PORTFOLIO SOLUTIONS (3/21/2025)

ADVICE ACCESS BROCHURE (3/21/2025)

MERRILL LYNCH INSTITUTIONAL INVESTMENT CONSULTING (3/21/2025)

MERRILL EDGE ADVISORY ACCOUNT BROCHURE (3/21/2025)

MERRILL LYNCH STRATEGIC PORTFOLIO ADVISOR SERVICE BROCHURE (3/21/2025)

MERRILL LYNCH MANAGED ACCOUNT SERVICE BROCHURE (3/21/2025)

Direct owners and executive officers

Name	Position	CRD#
BAC NORTH AMERICA HOLDING COMPANY	SHAREHOLDER
AXELROD, SUSAN F	CHIEF COMPLIANCE OFFICER	6949587
FAHMY, NANCY MONIR	DIRECTOR	2689751
GELLENE, MATTHEW THOMAS	DIRECTOR	1977160
HANS, LINDSAY DENARDO	STATE DESIGNATED PRINCIPAL & DIRECTOR	4429443
HEATON, DAVID CARLETON JR	CHIEF LEGAL OFFICER	5972432
MOONEY, SARA RATHBONE	CHIEF FINANCIAL OFFICER	7616382
SABBIA, LORNA ROSE	DIRECTOR	1873495
SANTANNA, VINCENT C.	CHIEF OPERATIONS OFFICER & FINOP	5290525
SCHIMPF, ERIC A	DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL	2494318

Regulatory assets under management

Total Number of Accounts	3,085,811
AUM (Assets Under Management)	$ 1,511,090,925,436

Disclosures

Regulatory Event	610
Civil Event	4
Arbitration	878

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/15/2025	Cover Page	Report
11/25/2024	Cover Page	Report
08/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Magda M. Cintron-saillant

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

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TD AMERITRADE, INC.

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 11/11/2008

SIE

Date: 10/1/2018

Series 7

Date: 4/1/2003

Series 9

Date: 10/12/2012

Series 10

Date: 1/16/2012

Series 24

Date: 6/29/2007

Current Firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Contact information

SEC notice filing (49 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TRUST BUT VERIFY

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