Raymond P. Arroyo

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CRD#: 4598627

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Raymond Paul Arroyo, CFP®, who also goes by Raymond Arroyo, was a registered financial professional .

Raymond is a previously registered financial professional and started their career in finance in 2003. Raymond had worked at 12 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 7, Series 55, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Raymond Arroyo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Name: McAdam LLC; Investment Related: Yes; Address: 150 N. Radnor Chester Road, Suite F-200, Radnor, PA 19087; Nature of the Business: IAR providing financial planning and investment advisory advice to clients; Position: Investment Advisor Representative; Hours Per Week: 40 Hours; Start Date: 04/2025 2.) Name: McAdam LLC; Investment Related: Yes; Address: 150 N. Radnor Chester Road, Suite F-200, Radnor, PA 19087; Position: Financial Advisor running client meetings; Hours Per Week: 40 Hours; Start Date: 04/2025 Insurance License - Life, Accident, Health or Sickness. 3.) Name: EEE Marketing; Investment Related: No; Address: 33670 Summit View Place, Temecula, CA 92592; Nature of the Business: Business Consulting, Marketing, and Sales for non-financial related companies; Position: Owner; Hours Per Week: 2 Hours; Start Date: 5/1/2025

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Past

April 15, 2025 - August 6, 2025

MCADAM LLC

RIA

CRD#: 170914

Temecula, CA

Past

April 10, 2025 - August 5, 2025

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

Radnor, PA

Past

November 8, 2022 - April 10, 2025

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Scottsdale, AZ

Past

November 8, 2022 - April 10, 2025

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Past

June 1, 2021 - October 17, 2022

PFG ADVISORS

RIA

CRD#: 173344

Encinitas, CA

Past

May 28, 2021 - October 20, 2022

SECURITIES AMERICA, INC.

CRD#: 10205

ESCONDIDO, CA

Past

April 14, 2020 - June 15, 2021

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

SAN DIEGO, CA

Past

April 14, 2020 - June 15, 2021

PRUCO SECURITIES, LLC.

CRD#: 5685

SAN DIEGO, CA

Past

June 11, 2008 - April 13, 2020

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

SAN DIEGO, CA

Past

June 13, 2007 - April 2, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

OAKBROOK, IL

Past

May 23, 2007 - April 2, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

OAKBROOK, IL

Past

February 7, 2007 - March 23, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

OAKBROOK, IL

Past

August 17, 2006 - December 1, 2006

GREAT POINT CAPITAL LLC

CRD#: 114203

CHICAGO, IL

Past

March 3, 2003 - August 18, 2004

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCADAM LLC

CRD#: 170914 / SEC#: 801-79583

RIA

Registered Investment Advisory firm - (4/10/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/12/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/8/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/24/2007

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 8/11/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 62

Date: 7/14/2006

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 2/28/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MCADAM LLC

CRD#: 170914 / SEC#: 801-79583

RIA

Registered Investment Advisory firm - (4/10/2014 Approved)

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Contact information

Main Address

150 N. Radnor Chester Road Suite F-200, Radnor, PA 19087

Mailing Address

Phone number

(888) 614-5323

Established

Firm type

Fiscal year end

# of Employees

152

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (10/21/2025)

Regulatory assets under management

Total Number of Accounts	10,346
AUM (Assets Under Management)	$ 2,294,363,822

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Raymond P. Arroyo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

PFG ADVISORS

SECURITIES AMERICA, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

ALLSTATE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EQUITABLE ADVISORS, LLC

GREAT POINT CAPITAL LLC

WORLD GROUP SECURITIES, INC.

Primary Firm SEC Registration

MCADAM LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/12/2007

Series 63

Date: 4/8/2003

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/24/2007

Series 55

Date: 8/11/2006

Series 62

Date: 7/14/2006

Series 6

Date: 2/28/2003

Current Firm

MCADAM LLC

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCADAM LLC

TRUST BUT VERIFY

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