BH
Benjamin F. Hoeft
MONEY CONCEPTS CAPITAL CORP
Saint Peters, MO 63376
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CRD#: 4598559
BH
Professional summary
Benjamin Franklin Hoeft, ChFC®, CLU®, who also goes by Ben F Hoeft, Ben Franklin Hoeft, Ben Hoeft, Benjamin F Hoeft, Benjamin Hoeft, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Saint Peters, Missouri.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Benjamin has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben F Hoeft | Ben Franklin Hoeft | Ben Hoeft | Benjamin F Hoeft | Benjamin Hoeft
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Wealth Concepts Inc., Employee: January 2023; 40-59 hours per month; 60+ during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Franklin Hoeft's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Franklin Hoeft's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 31, 2023 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 5600 Mexico Road Ste.1, Saint Peters, MO 63376Office #2: 109 W 2nd Street, Kaukauna, WI 54130Office #3: 220 W Kimberly Ave, Kimberly, WI 54136Office #4: N3947 Columbia Ave, Kaukauna, WI 54130Office #5: 501 E Wisconsin Ave, Appleton, WI 54911RIA
BD
CRD#: 12963
Saint Peters, MO
Current
January 31, 2023 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 5600 Mexico Road Ste.1, Saint Peters, MO 63376Office #2: 109 W 2nd Street, Kaukauna, WI 54130Office #3: 220 W Kimberly Ave, Kimberly, WI 54136Office #4: N3947 Columbia Ave, Kaukauna, WI 54130Office #5: 501 E Wisconsin Ave, Appleton, WI 54911RIA
BD
CRD#: 12963
Saint Peters, MO
Past
March 21, 2022 - February 2, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Arnold, MO
Past
March 21, 2022 - February 2, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Arnold, MO
Past
February 29, 2016 - March 22, 2022
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
Arnold, MO
Past
February 29, 2016 - March 22, 2022
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
Arnold, MO
Past
September 14, 2009 - March 8, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
ARNOLD, MO
Past
September 3, 2009 - March 8, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
ARNOLD, MO
Past
January 12, 2006 - September 1, 2009
ALLIANZ LIFE FINANCIAL SERVICES, LLC
BD
CRD#: 612
GOLDEN VALLEY, MN
Past
December 6, 2002 - January 13, 2006
HORACE MANN INVESTORS, INC.
BD
CRD#: 11643
SPRINGFIELD, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/3/2025)
RR
Alaska(11/10/2023)
RR
Arkansas(1/31/2023)
RR
California(11/3/2025)
RR
District of Columbia(2/28/2025)
RR
Florida(2/16/2024)
RR
Illinois(1/31/2023)
RR
Iowa(11/3/2025)
RR
Kansas(2/21/2023)
RR
Louisiana(11/10/2023)
RR
Minnesota(1/31/2023)
RR
Mississippi(2/28/2024)
RR
Missouri(1/31/2023)
IAR
Missouri(1/31/2023)
RR
New Jersey(11/3/2025)
RR
Oklahoma(1/31/2023)
RR
Pennsylvania(4/27/2023)
RR
Texas(1/31/2023)
RR
Wisconsin(10/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 Jog Road, Palm Beach Gardens, FL 33418
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2000
Established
Florida since 06/23/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
431
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963Saint Peters, MO 63376TRUST BUT VERIFY
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