Christopher A. Clark

CRD#: 4598483

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Alan Clark was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2004. Christopher had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 1, 2018 - June 7, 2018

HIPPOCRATIC FINANCIAL ADVISORS

RIA

CRD#: 169481

Mission Viejo, CA

Past

January 16, 2018 - May 15, 2026

CHRIS A. CLARK INSURANCE SERVICES, LLC

RIA

CRD#: 288197

FRANKLIN, TN

Past

June 15, 2017 - December 31, 2017

CHRIS A. CLARK INSURANCE SERVICES, LLC

RIA

CRD#: 288197

MISSION VIEJO, CA

Past

October 31, 2016 - December 16, 2016

INTEGRATED ADVISORS NETWORK LLC

RIA

CRD#: 171991

MISSION VIEJO, CA

Past

February 10, 2016 - August 4, 2016

HIPPOCRATIC FINANCIAL ADVISORS

RIA

CRD#: 169481

MISSION VIEJO, CA

Past

February 19, 2014 - February 27, 2015

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

MISSION VIEJO, CA

Past

February 15, 2014 - February 27, 2015

VALMARK SECURITIES, INC.

CRD#: 31243

MISSION VIEJO, CA

Past

December 10, 2013 - December 31, 2015

HIPPOCRATIC FINANCIAL ADVISORS

RIA

CRD#: 169481

WESTLAKE VILLAGE, CA

Past

March 17, 2011 - February 1, 2013

LARSON FINANCIAL GROUP, LLC

RIA

CRD#: 140599

VILLA PARK, CA

Past

December 20, 2010 - January 31, 2013

LARSON FINANCIAL SECURITIES, LLC

CRD#: 152517

ORANGE, CA

Past

December 4, 2006 - March 31, 2008

CENTAURUS FINANCIAL, INC.

CRD#: 30833

SANTA BARBARA, CA

Past

November 22, 2006 - March 31, 2008

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

SANTA BARBARA, CA

Past

January 15, 2004 - January 11, 2005

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIPPOCRATIC FINANCIAL ADVISORS

DAVIS, RAVI | HIPPOCRATIC FINANCIAL ADVISORS LLC | HIPPOCRATIC FINANCIAL ADVISORS

CRD#: 169481 / SEC#: 801-130237

RIA

Registered Investment Advisory firm - (5/10/2024 Approved)

Arizona

Registered Investment Advisory firm - (5/21/2024 Terminated)

California

Registered Investment Advisory firm - (6/20/2024 Terminated)

Ohio

Registered Investment Advisory firm - (12/31/2015 Failure to Renew)

Texas

Registered Investment Advisory firm - (5/21/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/16/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/27/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/2010

General Securities Representative Examination

Current Firm

HIPPOCRATIC FINANCIAL ADVISORS

DAVIS, RAVI | HIPPOCRATIC FINANCIAL ADVISORS LLC | HIPPOCRATIC FINANCIAL ADVISORS

CRD#: 169481 / SEC#: 801-130237

RIA

Registered Investment Advisory firm - (5/10/2024 Approved)

Arizona

Registered Investment Advisory firm - (5/21/2024 Terminated)

California

Registered Investment Advisory firm - (6/20/2024 Terminated)

Ohio

Registered Investment Advisory firm - (12/31/2015 Failure to Renew)

Texas

Registered Investment Advisory firm - (5/21/2024 Terminated)

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Contact information

Main Address

30700 Russell Ranch Road Suite 250, Westlake Village, CA 91362

Mailing Address

Phone number

(866) 447-2380

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HFA ADV 2A (3/7/2025)

Regulatory assets under management

Total Number of Accounts	1,245
AUM (Assets Under Management)	$ 170,227,989

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher A. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CHRIS A. CLARK INSURANCE SERVICES, LLC

CHRIS A. CLARK INSURANCE SERVICES, LLC

INTEGRATED ADVISORS NETWORK LLC

HIPPOCRATIC FINANCIAL ADVISORS

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

HIPPOCRATIC FINANCIAL ADVISORS

LARSON FINANCIAL GROUP, LLC

LARSON FINANCIAL SECURITIES, LLC

CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

HIPPOCRATIC FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/16/2011

SIE

Date: 2/27/2015

Series 7

Date: 12/19/2010

Current Firm

HIPPOCRATIC FINANCIAL ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HIPPOCRATIC FINANCIAL ADVISORS

TRUST BUT VERIFY

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