CB
Constance M. Butler
VALIC FINANCIAL ADVISORS
Michigan City, IN 46360
Some features on this profile are disabled
CRD#: 4598247
CB
Professional summary
Constance Maria Butler, who also goes by Constance Maria Pikoulas, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Michigan City, Indiana.
Constance is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Constance has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Constance Maria Pikoulas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PLEXUS WORLDWIDE POSITION: Ambassador NATURE: Distributor of Health Products INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/30/2015 ADDRESS: 1012 Sophia Lane, MArs PA 16046, United States DESCRIPTION: I am an ambassador of the company and could sell to others if I choose. I do not currently market or sell to others. I am an ambassador to receive the discount. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
CRS (Client Relationship Summary) - RIA
Click below to view Constance Maria Butler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Constance Maria Butler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2008 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 3500 Franciscan Way, Michigan City, IN 46360Office #2: 20201 Crawford Ave Room S101, Olympia Fields, IL 60461Office #3: 12750 Saint Francis Drive, Crown Point, IN 46307Office #4: 8050 North High Street Suite 130, Columbus, OH 43235Office #5: 8111 Emerson Ave, Indianapolis, IN 46237Office #6: 3435 Winchester Road, Allentown, PA 18105Office #7: 300 Northpointe Circle Suite 304, Seven Fields, PA 16046Office #8: 300 Northpointe Circle Suite 304, Seven Fields, PA 16046Office #9: 1701 South Creasy Lane Room 1f25, Layfatte, IN 47905RIA
BD
CRD#: 42803
Michigan City, IN
Current
November 12, 2002 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 3500 Franciscan Way, Michigan City, IN 46360Office #2: 20201 Crawford Ave Room S101, Olympia Fields, IL 60461Office #3: 12750 Saint Francis Drive, Crown Point, IN 46307Office #4: 8050 North High Street Suite 130, Columbus, OH 43235Office #5: 8111 Emerson Ave, Indianapolis, IN 46237Office #6: 3435 Winchester Road, Allentown, PA 18105Office #7: 300 Northpointe Circle Suite 304, Seven Fields, PA 16046Office #8: 300 Northpointe Circle Suite 304, Seven Fields, PA 16046Office #9: 1701 South Creasy Lane Room 1f25, Layfatte, IN 47905RIA
BD
CRD#: 42803
Michigan City, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/19/2023)
IAR
Alabama(3/15/2024)
RR
Arizona(11/2/2017)
IAR
Arizona(11/7/2017)
RR
Arkansas(11/2/2017)
IAR
Arkansas(11/3/2017)
RR
California(11/2/2017)
IAR
California(11/3/2017)
RR
Colorado(1/4/2018)
IAR
Colorado(2/2/2018)
RR
Connecticut(11/6/2017)
IAR
Connecticut(2/6/2018)
RR
Delaware(11/2/2017)
IAR
Delaware(11/7/2017)
RR
Florida(2/18/2015)
IAR
Florida(2/19/2015)
RR
Georgia(11/2/2017)
IAR
Georgia(11/20/2017)
RR
Hawaii(9/7/2022)
IAR
Hawaii(12/16/2022)
RR
Illinois(11/6/2017)
IAR
Illinois(2/2/2018)
RR
Indiana(11/2/2017)
IAR
Indiana(11/3/2017)
RR
Iowa(10/5/2020)
IAR
Iowa(10/6/2020)
RR
Kansas(7/29/2025)
IAR
Kansas(7/29/2025)
RR
Kentucky(11/2/2017)
IAR
Kentucky(11/2/2017)
RR
Louisiana(11/2/2017)
IAR
Louisiana(11/3/2017)
RR
Maine(3/16/2022)
IAR
Maine(3/17/2022)
RR
Maryland(4/18/2017)
IAR
Maryland(4/19/2017)
RR
Massachusetts(1/19/2023)
IAR
Massachusetts(11/5/2024)
RR
Michigan(1/19/2023)
IAR
Michigan(1/19/2023)
RR
Minnesota(1/4/2018)
IAR
Minnesota(1/7/2018)
RR
Mississippi(1/19/2023)
IAR
Mississippi(1/20/2023)
RR
Missouri(11/2/2017)
IAR
Missouri(11/6/2017)
RR
Montana(1/19/2023)
RR
Nevada(1/4/2018)
IAR
Nevada(1/16/2018)
RR
New Hampshire(1/19/2023)
IAR
New Hampshire(3/21/2024)
RR
New Jersey(6/10/2015)
IAR
New Jersey(6/10/2015)
RR
New York(7/25/2016)
IAR
New York(8/16/2021)
RR
North Carolina(11/3/2017)
IAR
North Carolina(11/7/2017)
RR
North Dakota(9/11/2019)
IAR
North Dakota(9/17/2019)
RR
Ohio(10/21/2014)
IAR
Ohio(10/21/2014)
RR
Oregon(1/4/2018)
IAR
Oregon(1/8/2018)
RR
Pennsylvania(1/2/2003)
IAR
Pennsylvania(9/10/2008)
RR
Rhode Island(11/2/2017)
IAR
Rhode Island(11/3/2017)
RR
South Carolina(11/2/2017)
IAR
South Carolina(11/3/2017)
RR
South Dakota(1/19/2023)
IAR
South Dakota(1/23/2023)
RR
Tennessee(6/1/2018)
RR
Texas(11/2/2017)
IAR
Texas(11/3/2017)
RR
Utah(1/19/2023)
IAR
Utah(3/15/2024)
RR
Vermont(10/8/2018)
IAR
Vermont(10/9/2018)
RR
Virginia(11/2/2017)
IAR
Virginia(11/3/2017)
RR
Washington(1/19/2023)
IAR
Washington(3/18/2024)
RR
West Virginia(2/26/2016)
IAR
West Virginia(3/8/2016)
RR
Wisconsin(1/19/2023)
IAR
Wisconsin(1/19/2023)
RR
Wyoming(1/4/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803Michigan City, IN 46360TRUST BUT VERIFY
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