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Christopher R. Madrid

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CRD#: 4598127
CM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Rene Madrid, who also goes by Chris R Madrid, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2004. Christopher had worked at 4 firms and has passed the Series 63 and Series 22 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Chris R Madrid

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 14, 2008 - June 2, 2010

4G FINANCIAL, INC.

BD
CRD#: 15904
DALLAS, TX
Past

June 29, 2007 - August 16, 2007

ECKARD INVESTMENT SERVICES, INC.

BD
CRD#: 2711
PLANO, TX
Past

January 5, 2005 - June 25, 2007

TEXAS SECURITIES PARTNERS, INC.

BD
CRD#: 46247
PLANO, TX
Past

January 23, 2004 - December 31, 2004

SALOMON GREY FINANCIAL CORPORATION

BD
CRD#: 43413
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/26/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


4F
4G FINANCIAL, INC.
4G FINANCIAL | SECURITY RESEARCH COMPANY, INC. | SECURITY RESEARCH COMPANY OF NEW YORK | 4G FINANCIAL, INC.

CRD#: 15904 / SEC#: , 8-33671

BD
Terminated by SEC on 08/07/2010
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 09/20/1984
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
4G GROUP, LLCHOLDING COMPANY
GRIFFIN, CHRISTOPHER ASHLEY FOLEYCEO2172225
GUINN, BRIAN ALANPRESIDENT/CFO/FINOP2805926
JOHNSON, JOHN SCOTTCHIEF COMPLIANCE OFFICER2125760

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


4G FINANCIAL, INC.

CRD#: 15904

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