JY
Jianmin You
TRANSAMERICA FINANCIAL ADVISORS
Ellicott City, MD 21042
Some features on this profile are disabled
CRD#: 4598008
JY
Professional summary
Jianmin You is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Ellicott City, Maryland.
Jianmin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jianmin has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc DONAHOE & ASSOCIATES LLC/ 0906-Present / Investment Related: No /9755 Patuxent Woods Dr. Suite #250 Columbia, MD 21046/Health Insurance Agent/ Medical Health Insurance/ Hrs Work Monthly: 50/ Sec Trading Hrs: 1/ When people need health insurance, I will provide them health insurance options. Usually during the open enrollment period International Medical Group (IMG), 05/2017, Agent for Health Insurance, Indianapolis, Indiana, Provide international tourists health insurance; KAISER PERMANENTE/NO/2101 EAST JEEFERSON STR, ROCKVILLE, MD 20849/SELL HEALTH IINSURANCE TO CLIENT/INSURANCE BROKER/07.17.2017/10/5/JUST SELL THE HEALTH INSURANCE IF CLIENT ASKS ME AND NEED INSURANCE OCCASIONALLY. PEOPLE BUILDERS FINANCIAL, INC. PBF / 1119 TO PRESENT/ INVESTMENT RELATED: NO /5072 DORSEY HALL DRIVE ELLICOTT CITY, MD 21042/OWNER/PROCESS WFG PASS THROUGH COMMISSION PAYMENT AND WFG BUSINESS EXPENSES FOR TAX PURPOSE/hrs work monthly: 20/Sec trading hrs: 1/PROCESS WFG PASS THROUGH COMMISSION PAYMENT AND WFG BUSINESS EXPENSES, FILE TAX, PAY FUTURE SECRETARY AND CONTRACTORS RENTAL PROPERTY /1110 TO PRESENT/ INVESTMENT RELATED: YES /3151 SONIA TRIAL ELLICOTT, MD 21043/ position: OWNER/ RENT THE PROPERTY AND MANAE IT/hrs work monthly: LESS THAN 1 HOUR/Sec trading hrs: 0/TAKING CARE OF THE PROPERTY
CRS (Client Relationship Summary) - RIA
Click below to view Jianmin You's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jianmin You's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2013 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 5072 Dorsey Hall Drive Suite 202, Ellicott City, MD 21042RIA
BD
CRD#: 16164
Ellicott City, MD
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 5072 Dorsey Hall Drive Suite 202, Ellicott City, MD 21042RIA
BD
CRD#: 16164
Ellicott City, MD
Past
November 3, 2003 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2019)
RR
California(1/6/2012)
RR
Colorado(10/21/2020)
RR
Connecticut(1/12/2021)
RR
Florida(3/5/2014)
RR
Georgia(11/12/2020)
RR
Hawaii(10/12/2018)
RR
Idaho(11/12/2020)
RR
Illinois(9/17/2014)
RR
Indiana(9/28/2021)
RR
Kansas(1/6/2012)
RR
Kentucky(6/21/2022)
RR
Louisiana(11/8/2023)
RR
Maryland(1/6/2012)
IAR
Maryland(3/12/2013)
RR
Massachusetts(4/3/2019)
RR
Michigan(12/3/2015)
RR
Minnesota(9/27/2024)
RR
Missouri(10/21/2020)
RR
New Hampshire(11/20/2017)
RR
New Jersey(1/6/2012)
IAR
New Jersey(3/12/2013)
RR
New York(11/21/2018)
RR
North Carolina(3/5/2014)
RR
Ohio(3/5/2014)
RR
Oklahoma(5/2/2019)
RR
Pennsylvania(1/6/2012)
RR
Rhode Island(12/5/2023)
RR
South Carolina(8/26/2024)
RR
Tennessee(10/21/2020)
RR
Texas(2/15/2016)
IAR
Texas(2/16/2016)
RR
Utah(4/3/2023)
RR
Virginia(1/6/2012)
RR
Washington(5/20/2014)
RR
Wisconsin(4/5/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
