Brian R. Phelan
Professional summary
Brian Richard Phelan, who also goes by Brian R Phelan, is a registered financial professional currently at GRV SECURITIES LLC located in Chicago, Illinois.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2002. Brian has worked at 2 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Richard Phelan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2006 - Present
GRV SECURITIES LLC
Office #1: 900 North Michigan Avenue Suite 1100, Chicago, IL 60611-6541Office #2: 900 North Michigan Avenue, Suite 1100, Chicago, IL 60611January 9, 2003 - October 16, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 13, 2002 - October 16, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2006)
Exams
FINRA
Current Firm
GRV SECURITIES LLC
CRD#: 138348 / SEC#: , 8-67160
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GCM GROSVENOR L.P. | SOLE MEMBER | 108654 |
| DANIEL, DAWNA LYNNE | CHIEF COMPLIANCE OFFICER | 5137048 |
| HENRICH, DIANNA LEA | MANAGING DIRECTOR | 4695780 |
| MONTGOMERY, BURKE JOHNSON | GENERAL COUNSEL | 5067591 |
| SACKS, MICHAEL JAY | MANAGER/CHIEF EXECUTIVE OFFICER | 2077424 |
| SULLIVAN, KATHLEEN PATRICIA | FINANCIAL AND OPERATIONS PRINCIPAL | 5099521 |
Red Flags
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