KN
Kevin W. Nunes
ROCKY HILL ADVISORS
PEABODY, MA 01960
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CRD#: 4597852
KN
Professional summary
Kevin W Nunes is a registered financial advisor currently at ROCKY HILL ADVISORS INC. located in Peabody, Massachusetts.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kevin has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. NUNES WORKS IN A CONSULTING CAPACITY WITH NAVIS GROUP OF GLOUCESTER, MA. THIS WORK COMMENCED IN JANUARY 2015 AND INVOLVES DRAFTING OF INTERNAL PROCEDURES AND CONTROLS. NAVIS GROUP IS NOT A CLIENT OF RHA, AND THIS WORK IS NOT AN INVESTMENT-RELATED BUSINESS OR ACTIVITY. MR. NUNES DEVOTES 4-5 HOURS PER MONTH TO THIS ACTIVITY.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin W Nunes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 5, 2003 - Present
ROCKY HILL ADVISORS INC.
Office #1: 7 Essex Green Drive Suite 53-55, Peabody, MA 01960RIA
CRD#: 123242
PEABODY, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(3/5/2003)
Exams
Current Firm
RH
ROCKY HILL ADVISORS INC.
ROCKY HILL ADVISORS INC. | ROCKY HILL ASSET MANAGEMENT
CRD#: 123242 / SEC#: 801-70602
RIA
Registered Investment Advisory firm - (7/29/2014 Terminated)Massachusetts
Registered Investment Advisory firm - (3/28/2014 Approved)New Hampshire
Registered Investment Advisory firm - (8/17/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7 Essex Green Drive Suite 53-55, Peabody, MA 01960
Mailing Address
Phone number
(978) 531-5900
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 180 |
| AUM (Assets Under Management) | $ 88,738,300 |
Red Flags
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Company Information
ROCKY HILL ADVISORS INC.
CRD#: 123242Peabody, MA 01960TRUST BUT VERIFY
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