Sakari Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sakari Mcdonald, who also goes by Mcdonald, Sakari M Mcdonald, Sakari M Saddler, Sakari M Saddler, was a registered financial professional .
Sakari is a previously registered financial professional and started their career in finance in 2005. Sakari had worked at 9 firms and has passed the Series 66, Series 99TO, Series 57TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2026 - May 21, 2026
LPL FINANCIAL LLC
May 28, 2025 - October 24, 2025
LINQTO CAPITAL
November 30, 2022 - January 2, 2025
FORGE SECURITIES LLC
April 15, 2021 - November 1, 2022
BAKKT BROKERAGE, LLC
November 2, 2017 - April 6, 2021
WELLS FARGO CLEARING SERVICES, LLC
October 24, 2017 - April 6, 2021
WELLS FARGO CLEARING SERVICES, LLC
August 11, 2016 - October 16, 2017
PARK AVENUE SECURITIES LLC
August 11, 2016 - October 16, 2017
PARK AVENUE SECURITIES LLC
September 23, 2011 - January 2, 2015
NEW ENGLAND SECURITIES
October 27, 2009 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
November 11, 2005 - September 24, 2009
RBC CAPITAL MARKETS, LLC
February 4, 2005 - September 24, 2009
RBC CAPITAL MARKETS, LLC
Primary Firm SEC Registration
LPL FINANCIAL LLC
CRD#: 6413 / SEC#: 801-10970, 8-17668
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/30/2026
Operations Professional ExaminationSeries 57TO
Date: 7/31/2021
Securities Trader ExamCurrent Firm
LPL FINANCIAL LLC
CRD#: 6413 / SEC#: 801-10970, 8-17668
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| AUDETTE, MATTHEW JON | PRESIDENT AND CHIEF FINANCIAL OFFICER | 4003349 |
| ENYEDI, MATTHEW KLAUS | MANAGING DIRECTOR, NATIONAL SALES | 4194266 |
| GATES, GREGORY | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | 7069201 |
| JAMBUSARIA, ANERI | MANAGING DIRECTOR LPL SERVICES GROUP | 7248335 |
| MALFITANO, STEVEN THOMAS | SVP, FINANCE CAPITAL MANAGEMENT AND PRINCIPAL FINANCIAL OFFICER | 3178848 |
| MCHALE, JAMES | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 6052977 |
| MORNINGSTAR, MATTHEW EDWIN | CHIEF LEGAL OFFICER | 2510742 |
| RICKETTS, JUDITH KOHOSKIE | EXECUTIVE VICE PRESIDENT, OPERATIONS AND PRINCIPAL OPERATIONS OFFICER | 2758924 |
| SIMONICH, BRENT BLAIN | EXECUTIVE VICE PRESIDENT, CHIEF RISK OFFICER | 3254859 |
| STEINMEIER, RICHARD C | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 5109512 |
Regulatory assets under management
| Total Number of Accounts | 2,369,378 |
| AUM (Assets Under Management) | $ 618,922,975,737 |
Disclosures
| Regulatory Event | 214 |
| Arbitration | 58 |
| Bond | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 | ||
| 07/19/2024 | ||
| 11/09/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
