Kevin B. Stone

PACIFIC CAPITAL ASSOCIATES

SAN DIEGO, CA

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CRD#: 4597641

Professional summary

Kevin Bruce Stone, CFP® is a registered financial advisor currently at PACIFIC CAPITAL ASSOCIATES located in San Diego, California.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Kevin has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Bruce Stone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

March 15, 2012 - Present

PACIFIC CAPITAL ASSOCIATES

RIA

CRD#: 160407

SAN DIEGO, CA

Past

January 2, 1998 - May 3, 2012

CRAWFORD CAPITAL MANAGEMENT, INC.

RIA

CRD#: 119906

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACIFIC CAPITAL ASSOCIATES

CRAWFORD CAPITAL MANAGEMENT, INC | PACIFIC CAPITAL ASSOCIATES, INC. | PACIFIC CAPITAL ASSOCIATES

CRD#: 160407 / SEC#: 801-112260

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

California

Registered Investment Advisory firm - (2/7/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/15/2012)

IAR

Texas
(3/12/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PACIFIC CAPITAL ASSOCIATES

CRAWFORD CAPITAL MANAGEMENT, INC | PACIFIC CAPITAL ASSOCIATES, INC. | PACIFIC CAPITAL ASSOCIATES

CRD#: 160407 / SEC#: 801-112260

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

California

Registered Investment Advisory firm - (2/7/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2018 Terminated)

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Contact information

Main Address

4747 Viewridge Ave Suite 107, San Diego, CA 92123-1688

Mailing Address

Phone number

(858) 560-5244

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (10/30/2025)

Regulatory assets under management

Total Number of Accounts	1,081
AUM (Assets Under Management)	$ 221,091,916

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin B. Stone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Bruce Stone's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC CAPITAL ASSOCIATES

CRAWFORD CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

PACIFIC CAPITAL ASSOCIATES

State Registrations and Notice Filings

Exams

Current Firm

PACIFIC CAPITAL ASSOCIATES

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PACIFIC CAPITAL ASSOCIATES

TRUST BUT VERIFY

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