GG
George R. Gerhard
TRIVIUM POINT ADVISORY
WILTON, CT 06897
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CRD#: 4597365
GG
Professional summary
George Robert Gerhard III, AIF®, who also goes by George Gerhard, is a registered financial advisor currently at TRIVIUM POINT ADVISORY, LLC located in Wilton, Connecticut and LPL FINANCIAL LLC located in Wilton, Connecticut.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. George has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
George Gerhard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 09/24/2020 - Trivium Point Advisory - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2020 - 200 Hours Per Month/ 8 Hours During Trading 2) 09/24/2020 - Trivium Point Consulting - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2020 - 10 Hours Per Month/ 5 Hours During Trading 3) 09/24/2020 - Trivium Point Advisory - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/01/2020 - 5 Hours Per Month/ 5 Hours During Trading 4) 09/24/2020 - Trivium Point Insurance Group, LLC - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 08/24/2002 - 35 Hours Per Month/ 5 Hours During Trading 5) 02/26/2024 - Trivium Point Holdings LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 12/12/2023 - 173 Hours Per Month/ During Trading 6) 03/08/2024 - Trivium Point Advisory LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/15/2023 - 173 Hrs/Mo During Trading - I provide investment advisory services through Trivium Point Advisory LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 06/10/2024 - TWD, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 315 Post Road West, Westport, CT 06880 - Start Date 07/31/2023 - 173 Hours Per Month/ During Trading
CRS (Client Relationship Summary) - RIA
Click below to view George Robert Gerhard III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 15, 2023 - Present
TRIVIUM POINT ADVISORY, LLC
Office #1: 40 Danbury Road Suite 310, Wilton, CT 06897RIA
CRD#: 292182
WILTON, CT
Current
September 24, 2020 - Present
LPL FINANCIAL LLC
Office #1: 40 Danbury Rd #301, Wilton, CT 06897RIA
BD
CRD#: 6413
WILTON, CT
Past
September 24, 2020 - April 22, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
WHITE PLAINS, NY
Past
March 25, 2017 - September 30, 2020
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
ELMSFORD, NY
Past
March 25, 2017 - September 30, 2020
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ELMSFORD, NY
Past
November 12, 2013 - January 2, 2015
NEW ENGLAND SECURITIES
BD
CRD#: 615
ELMSFORD, NY
Past
July 26, 2010 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
MIDDLETOWN, NY
Past
January 19, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
SHELTON, CT
Past
January 19, 2005 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
MIDDLETOWN, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TRIVIUM POINT ADVISORY, LLC
MONEY MINDSET WEALTH MANAGEMENT | TRIVIUM POINT ADVISORY, LLC | PARADIGM WEALTH ADVISORS, LLC | PARADIGM FINANCIAL PARTNERS, LLC
CRD#: 292182 / SEC#: 801-112426
RIA
Registered Investment Advisory firm - (2/9/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/29/2024)
RR
California(10/5/2020)
RR
Colorado(12/23/2024)
RR
Connecticut(9/24/2020)
IAR
Connecticut(12/15/2023)
RR
Delaware(3/12/2021)
RR
District of Columbia(6/23/2021)
RR
Florida(10/5/2020)
RR
Georgia(9/13/2025)
RR
Illinois(4/21/2022)
RR
Maine(12/13/2024)
RR
Maryland(1/27/2022)
RR
Massachusetts(10/20/2020)
RR
New Jersey(9/24/2020)
RR
New Mexico(11/14/2023)
RR
New York(9/24/2020)
RR
North Carolina(9/25/2020)
RR
Ohio(10/16/2020)
RR
Oregon(8/18/2021)
RR
Pennsylvania(9/24/2020)
RR
Rhode Island(11/16/2020)
RR
South Carolina(10/5/2020)
RR
Tennessee(1/25/2021)
RR
Texas(9/24/2021)
RR
Utah(9/24/2020)
RR
Vermont(5/11/2023)
RR
Virginia(8/2/2022)
RR
Wisconsin(9/24/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/18/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TP
TRIVIUM POINT ADVISORY, LLC
MONEY MINDSET WEALTH MANAGEMENT | TRIVIUM POINT ADVISORY, LLC | PARADIGM WEALTH ADVISORS, LLC | PARADIGM FINANCIAL PARTNERS, LLC
CRD#: 292182 / SEC#: 801-112426
RIA
Registered Investment Advisory firm - (2/9/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
40 Danbury Road Suite 310, Wilton, CT 06897
Mailing Address
Phone number
(203) 221-3085
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,177 |
| AUM (Assets Under Management) | $ 1,487,605,211 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRIVIUM POINT ADVISORY, LLC
CRD#: 292182Wilton, CT 06897TRUST BUT VERIFY
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