Marisa Teller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marisa Teller, who also goes by Marisa Lo Brutto, was a registered financial professional .
Marisa is a previously registered financial professional and started their career in finance in 2002. Marisa had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2018 - February 12, 2026
HALLIDAY FINANCIAL, LLC
June 16, 2005 - October 18, 2018
HAZARD & SIEGEL, INC.
November 26, 2002 - December 31, 2004
PRIME CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HALLIDAY FINANCIAL, LLC
CRD#: 31741 / SEC#: , 8-45529
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HRC INVESTMENT SERVICES, INC. | DIRECT PARENT OF HALLIDAY FINANCIAL, LLC | |
| PINO, RACHEL HOLSTE | FINOP, CCO, SUPERVISOR | 2381976 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
