Claudia P. Leon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claudia Paz Leon, who also goes by Claudia Leon, was a registered financial professional .
Claudia is a previously registered financial professional and started their career in finance in 2002. Claudia had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 2016 - June 2, 2026
VECTORGLOBAL WMG
December 10, 2010 - February 19, 2016
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
June 2, 2005 - June 27, 2006
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
October 10, 2002 - February 25, 2005
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
VECTORGLOBAL WMG
CRD#: 32396 / SEC#: , 8-45715
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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