Jesse S. Rosenstein
Professional summary
Jesse S. Rosenstein, CIMA®, who also goes by Jesse Scott Rosenstein, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Jersey City, New Jersey.
Jesse is registered as a RR (Registered Representative) and started their career in finance in 2006. Jesse has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jesse S. Rosenstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2013 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 575 Washington Blvd, Jersey City, NJ 07310January 3, 2012 - March 18, 2013
BLACKROCK INVESTMENTS, LLC
November 6, 2009 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
July 14, 2008 - May 29, 2013
BLACKROCK FUND ADVISORS
July 14, 2008 - December 31, 2009
BLACKROCK EXECUTION SERVICES
July 27, 2007 - June 16, 2008
ALLIANCEBERNSTEIN L.P.
July 27, 2007 - June 16, 2008
ALLIANCEBERNSTEIN INVESTMENTS, INC.
October 5, 2006 - July 26, 2007
UBS FINANCIAL SERVICES INC.
August 1, 2006 - July 26, 2007
UBS FINANCIAL SERVICES INC.
May 5, 2006 - July 25, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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