Jeremy B. Heck
Professional summary
Jeremy Bradford Heck, who also goes by Jeremy B Heck, Jeremy Heck, is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Austin, Texas.
Jeremy is registered as a RR (Registered Representative) and started their career in finance in 2002. Jeremy has worked at 8 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeremy Bradford Heck's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2020 - Present
GREAT POINT CAPITAL LLC
Office #1: 12301 Research Blvd, Bldg 4 Suite 270, Austin, TX 78759February 18, 2014 - February 23, 2018
PNC MANAGED ACCOUNT SOLUTIONS, INC.
May 16, 2013 - February 23, 2018
BBVA SECURITIES INC.
December 23, 2011 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
March 17, 2010 - December 1, 2011
CHASE INVESTMENT SERVICES CORP.
August 30, 2006 - March 9, 2010
THE LEADERS GROUP, INC.
January 18, 2006 - September 13, 2006
AMERIPRISE ADVISOR SERVICES, INC.
March 22, 2005 - September 13, 2006
AMERIPRISE ADVISOR SERVICES, INC.
May 17, 2004 - December 16, 2004
FARMERS FINANCIAL SOLUTIONS, LLC
November 26, 2002 - January 14, 2004
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2020)
Exams
Series 57TO
Date: 3/26/2024
Securities Trader ExamFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
