Patrick J. Mulcahy
Professional summary
Patrick Joseph Mulcahy Jr, who also goes by Pat Mulcahy, Patrick J Mulcahy Jr., Patrick J Mulcahy, Patrick Joseph Mulcahy, Pj Mulcahy Mulcahy, is a registered financial professional currently at CETERA ADVISORS LLC located in Sandpoint, Idaho.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2004. Patrick has worked at 10 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Joseph Mulcahy Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 29, 2025 - Present
CETERA ADVISORS LLC
Office #1: 515 Pine Street, Suite D, Sandpoint, ID 83864Office #2: 9 Tenth St, Priest River, ID 83856Office #3: 5250 Old Orchard Rd Suite 300, Skokie, IL 60077Office #4: 1420 Fifth Ave, Suite 2625, Seattle, WA 98101July 7, 2023 - September 4, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 14, 2021 - February 8, 2023
FINDEC WEALTH SERVICES, INC.
July 13, 2021 - July 21, 2021
WOODBURY FINANCIAL SERVICES, INC.
July 13, 2021 - July 21, 2021
OSAIC SERVICES, INC.
July 13, 2021 - July 21, 2021
OSAIC WEALTH, INC.
July 13, 2021 - July 21, 2021
FSC SECURITIES CORPORATION
November 21, 2019 - June 29, 2021
EDWARD JONES
November 2, 2006 - October 12, 2009
U.S. BANCORP INVESTMENTS, INC.
April 28, 2004 - October 10, 2006
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/29/2025)
(8/29/2025)
(8/29/2025)
(9/5/2025)
Exams
Series 7TO
Date: 11/21/2019
General Securities Representative ExaminationFINRA
Current Firm
CETERA ADVISORS LLC
CRD#: 10299 / SEC#: 801-33020, 8-26892
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| ARNOLD, SUMMER SELTZER | VICE PRESIDENT | 2954103 |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| DEL VALLE, ELISA ANNE-MARIE | VICE PRESIDENT | 4807911 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HALLORAN, THOMAS WILLIAM | CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | MANAGER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CHIEF COMPLIANCE OFFICER | 5059176 |
| MERRILL, GARRETT JAMES | VICE PRESIDENT | 4306692 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | VICE PRESIDENT | 2272183 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| VOGEL, RICHARD CHARLES | VICE PRESIDENT | 4024999 |
Regulatory assets under management
| Total Number of Accounts | 81,652 |
| AUM (Assets Under Management) | $ 21,989,347,265 |
Disclosures
| Regulatory Event | 14 |
| Civil Event | 1 |
| Arbitration | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA ADVISORS LLC
CRD#: 10299Sandpoint, ID 83864TRUST BUT VERIFY
Monitor Patrick Mulcahy
Get automatic monthly alerts on:
