Ling Q. Lu

IFMGROUP

MONROVIA, CA 91016

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CRD#: 4596886

Professional summary

Ling Qian Lu, who also goes by Jennifer Ling Lu, Jennifer Qian Lu, Jennifer Ling Lu, is a registered financial advisor currently at IFMGROUP located in Monrovia, California.

Ling is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Ling has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer Ling Lu | Jennifer Qian Lu | Jennifer Ling Lu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Life Insurance agent, non investment related, 185 W Chestnut Ave, Monrovia, CA 91016 Title: President, 08/2017 Start, 8 hours a week I devote on it usually devote on this business after securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ling Qian Lu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2025 - Present

IFMGROUP

Office #1: 185 W Chestnut Ave, Monrovia, CA 91016

RIA

CRD#: 143632

MONROVIA, CA

Past

December 6, 2007 - December 31, 2024

IFMGROUP

RIA

CRD#: 143632

MONROVIA, CA

Past

March 16, 2004 - September 13, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN JOSE, CA

Past

February 20, 2004 - September 13, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN JOSE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/15/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/19/2004

General Securities Representative Examination

Current Firm

IFMGROUP

IFMGROUP | INVESTMENT & FINANCIAL MANAGEMENT GROUP LLC

CRD#: 143632 / SEC#: 801-67873

RIA

Registered Investment Advisory firm - (1/11/2008 Terminated)

California

Registered Investment Advisory firm - (2/7/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

185 W Chestnut Ave, Monrovia, CA 91016

Mailing Address

Pobox660441, Arcadia, CA 91066

Phone number

(626) 552-9688

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 4,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ling Q. Lu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ling Qian Lu's CRS (Customer Relationship Summary).

Certified licenses

Experience

IFMGROUP

IFMGROUP

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 3/15/2004

Series 7

Date: 2/19/2004

Current Firm

IFMGROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

IFMGROUP

TRUST BUT VERIFY

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