Ivan D. Hoffman
FI3 FINANCIAL ADVISORS
Indianapolis, IN 46240
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CRD#: 4596655
Professional summary
Ivan Douglas Hoffman, CFP® is a registered financial advisor currently at FI3 FINANCIAL ADVISORS, LLC located in Indianapolis, Indiana.
Ivan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Ivan has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
O DHI HOLDINGS, LLC - THIS IS A REAL ESTATE HOLDING COMPANY. I AM THE MANAGING MEMBER. THERE ARE TWO MEMBERS, ME AND MY FATHER. WE OWN COMMERCIAL REAL ESTATE PROPERTY THROUGH THIS VEHICLE. SPEND < 3 HOURS PER MONTH ON THIS BUSINESS. Lawrence Township School Foundation; Member of Investment Committee; Review investment portfolio; 1% of time spent with this activity Indiana Wish; Treasurer; Review and report on Financials at board meetings; 2% of time spent with this activity Ardlussa Capital, LLC, 850 New Burton Road, Suite 201, Dover, DE 19904 Private Equity; investor and 1% owner/Series Seed Unit Holder; Carried Interest and Management Fee Central Indiana Community Foundation 01/01/202 Member of Joint Investment Board Review investment portfolio 1% of time spent
CRS (Client Relationship Summary) - RIA
Click below to view Ivan Douglas Hoffman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
August 21, 2013 - Present
FI3 FINANCIAL ADVISORS, LLC
Office #1: 8900 Keystone Crossing Suite 225, Indianapolis, IN 46240RIA
CRD#: 168005
Indianapolis, IN
Past
June 13, 2007 - June 6, 2012
VALEO FINANCIAL ADVISORS, LLC
RIA
CRD#: 127132
INDIANAPOLIS, IN
Past
June 21, 2004 - June 14, 2007
OXFORD FINANCIAL GROUP, LTD
RIA
CRD#: 105303
CARMEL, IN
Past
February 28, 2003 - June 1, 2004
IMC ADVISORS, LLC
RIA
CRD#: 111537
COLUMBUS, IN
Past
October 10, 2002 - December 31, 2002
IMC ADVISORS, LLC
RIA
CRD#: 111537
COLUMBUS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FI3 FINANCIAL ADVISORS, LLC
FI3 FINANCIAL ADVISORS, LLC | THE FI3 FAMILY OFFICE
CRD#: 168005 / SEC#: 801-113218
RIA
Registered Investment Advisory firm - (5/14/2018 Approved)Georgia
Registered Investment Advisory firm - (12/19/2017 Terminated)Indiana
Registered Investment Advisory firm - (5/15/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(8/21/2013)
Current Firm
FF
FI3 FINANCIAL ADVISORS, LLC
FI3 FINANCIAL ADVISORS, LLC | THE FI3 FAMILY OFFICE
CRD#: 168005 / SEC#: 801-113218
RIA
Registered Investment Advisory firm - (5/14/2018 Approved)Georgia
Registered Investment Advisory firm - (12/19/2017 Terminated)Indiana
Registered Investment Advisory firm - (5/15/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8900 Keystone Crossing Suite 225, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 426-8800
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,597 |
| AUM (Assets Under Management) | $ 928,442,892 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/05/2025 | ||
| 07/08/2024 | ||
| 10/05/2023 | ||
| 01/17/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
