Thomas N. Larsen

ASSET STRATEGIES GROUP

AVON, CO

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CRD#: 4596220

Professional summary

Thomas N Larsen is a registered financial advisor currently at ASSET STRATEGIES GROUP, LLC located in Avon, Colorado.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Thomas has worked at 2 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VAIL RESORTS, INC. PO BOX 7, VAIL, CO 81658 NON INVESTMENT RELATED SKI RESORT OPERATOR WHERE I WORK AS A PART-TIME SKI INSTRUCTOR STARTING IN 1982 THROUGH PRESENT. CURRENTLY WORKING PART-TIME DURING WINTER HOLIDAY PERIODS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas N Larsen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2010 - Present

ASSET STRATEGIES GROUP, LLC

RIA

CRD#: 152060

AVON, CO

Past

October 22, 2002 - October 22, 2009

PFS INVESTMENTS INC.

CRD#: 10111

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/4/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/2/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 10/21/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ASSET STRATEGIES GROUP, LLC

CRD#: 152060 / SEC#:

Colorado

Registered Investment Advisory firm - (2/4/2010 Approved)

Louisiana

Registered Investment Advisory firm - (12/13/2024 Terminated)

Texas

Registered Investment Advisory firm - (11/21/2024 Terminated)

Wyoming

Registered Investment Advisory firm - (2/13/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1745 Shea Center Drive Suite 400, Highlands Ranch, CO 80129

Mailing Address

Phone number

(303) 683-3179

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	287
AUM (Assets Under Management)	$ 51,573,023

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas N. Larsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas N Larsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSET STRATEGIES GROUP, LLC

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/2/2009

Series 6

Date: 10/21/2002

Current Firm

ASSET STRATEGIES GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASSET STRATEGIES GROUP, LLC

TRUST BUT VERIFY

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