Lee B. Jones

GOLDEN STATE EQUITY PARTNERS

Irvine, CA

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CRD#: 4596168

Professional summary

Lee Burton Jones is a registered financial advisor currently at GOLDEN STATE EQUITY PARTNERS, LLC located in Irvine, California.

Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Lee has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

01/07/2015 - TANGENT RETIREMENT INC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TIME SPENT 1 HOUR PER MONTH - IRVINE, CA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Burton Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2022 - Present

GOLDEN STATE EQUITY PARTNERS, LLC

RIA

CRD#: 322879

Irvine, CA

Past

February 18, 2021 - September 20, 2022

GOLDEN STATE EQUITY ADVISORS, LLC

RIA

CRD#: 289796

South Coast Metro, CA

Past

December 17, 2013 - February 19, 2021

STRATOS WEALTH PARTNERS, LTD

RIA

CRD#: 153184

IRVINE, CA

Past

December 12, 2013 - March 3, 2021

LPL FINANCIAL LLC

CRD#: 6413

IRVINE, CA

Past

January 6, 2012 - December 16, 2013

U.S. BANCORP ADVISORS, LLC

RIA

CRD#: 14455

HUNTINGTON BEACH, CA

Past

January 5, 2012 - December 16, 2013

U.S. BANCORP ADVISORS, LLC

CRD#: 14455

HUNTINGTON BEACH, CA

Past

May 2, 2009 - January 4, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

LAGUNA HILLS, CA

Past

May 2, 2009 - January 4, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

LAGUNA HILLS, CA

Past

September 3, 2008 - May 2, 2009

WAMU INVESTMENTS, INC.

RIA

CRD#: 599

GLENDALE, AZ

Past

August 22, 2008 - May 2, 2009

WAMU INVESTMENTS, INC.

CRD#: 599

GLENDALE, AZ

Past

November 28, 2007 - June 17, 2008

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

GLENDALE, AZ

Past

July 6, 2005 - September 17, 2007

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

SUN CITY, AZ

Past

July 6, 2005 - September 17, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

SUN CITY, AZ

Past

March 14, 2005 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

GLENDALE, AZ

Past

March 10, 2005 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

January 21, 2003 - November 11, 2004

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

GLENDALE, AZ

Past

October 31, 2002 - November 11, 2004

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOLDEN STATE EQUITY PARTNERS, LLC

CRD#: 322879 / SEC#: 801-126441

RIA

Registered Investment Advisory firm - (8/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/26/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/30/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/20/2010

General Securities Principal Examination

Current Firm

GOLDEN STATE EQUITY PARTNERS, LLC

CRD#: 322879 / SEC#: 801-126441

RIA

Registered Investment Advisory firm - (8/25/2022 Approved)

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Contact information

Main Address

201 E. Sandpointe Ave Suite 460, South Coast Metro, CA 92707

Mailing Address

Phone number

(866) 273-1563

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GOLDEN STATE EQUITY PARTNERS PART 2A FIRM BROCHURE (9/8/2025)

GOLDEN STATE EQUITY PARTNERS PART 2A WRAP FEE BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	4,604
AUM (Assets Under Management)	$ 880,384,165

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lee B. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Burton Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDEN STATE EQUITY ADVISORS, LLC

STRATOS WEALTH PARTNERS, LTD

LPL FINANCIAL LLC

U.S. BANCORP ADVISORS, LLC

U.S. BANCORP ADVISORS, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

GOLDEN STATE EQUITY PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/26/2002

SIE

Date: 10/1/2018

Series 7

Date: 10/30/2002

Series 24

Date: 9/20/2010

Current Firm

GOLDEN STATE EQUITY PARTNERS, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOLDEN STATE EQUITY PARTNERS, LLC

TRUST BUT VERIFY

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