Charles T. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles T Turner was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2002. Charles had worked at 5 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2016 - July 24, 2017
EDELMAN FINANCIAL ENGINES
July 2, 2015 - November 30, 2016
FINANCIAL ENGINES ADVISOR CENTER, LLC
June 22, 2007 - September 2, 2015
THE MUTUAL FUND STORE
February 21, 2003 - June 21, 2007
TURNER FINANCIAL PLANNING
October 21, 2002 - November 22, 2002
NATIONAL PLANNING CORPORATION
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
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