Adam W. Powell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Wayne Powell was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2002. Adam had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - March 5, 2026
STRATEGIC ADVISERS LLC
March 10, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 23, 2021 - March 5, 2026
FIDELITY BROKERAGE SERVICES LLC
February 12, 2019 - November 7, 2019
HARRISDIRECT LLC
February 12, 2019 - November 7, 2019
E*TRADE SECURITIES LLC
January 24, 2017 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
September 9, 2015 - March 8, 2018
SCOTTRADE, INC.
July 15, 2010 - September 8, 2015
TD AMERITRADE, INC.
July 13, 2010 - September 8, 2015
TD AMERITRADE, INC.
July 13, 2010 - September 8, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 15, 2010 - July 7, 2010
CHASE INVESTMENT SERVICES CORP.
June 15, 2010 - July 7, 2010
CHASE INVESTMENT SERVICES CORP.
December 2, 2008 - June 1, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 2, 2008 - June 1, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 28, 2006 - December 8, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
November 1, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
November 1, 2002 - December 8, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
