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Mitchell Lee Menges

CRD# 4595811·Registered 2002 - 2020
Previously Registered: Being a previously registered professional could mean that Mitchell is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mitchell Lee Menges, who also goes by Mitchell Lee Menges, Mitchell Menges, Mitch Menges, was a registered financial advisor. Mitchell was a previously registered financial professional and started their career in finance 2002 - 2020. Mitchell had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mitchell Lee Menges, Mitchell Menges, Mitch Menges

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

INTEGRITAS FINANCIAL·CRD# 306893
RIA
Rock Hill, SC
May 7, 2020 - December 31, 2020
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Rock Hill, SC
October 5, 2017 - January 26, 2018
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Rock Hill, SC
September 28, 2017 - January 26, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
RIA
Charlotte, NC
August 20, 2007 - October 15, 2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
BD
Charlotte, NC
August 2, 2004 - October 15, 2015
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Boston, MA
February 27, 2003 - March 27, 2003
QUEST CAPITAL STRATEGIES, INC.·CRD# 16783
BD
Laguna Hills, CA
December 19, 2002 - February 28, 2003

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Current Firm

IF
INTEGRITAS FINANCIAL

INTEGRITAS FINANCIAL | MENGES, MITCHELL LEE | INTEGRITAS FINANCIAL LLC

CRD#: 306893

Contact Information

Main Address

Rock Hill, SC

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MM
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