Conrad M. Siegel

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CRD#: 4595686

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Conrad Murray Siegel, who also goes by Conrad M Siegel, was a registered financial professional .

Conrad is a previously registered financial professional and started their career in finance in 2002. Conrad had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

Conrad M Siegel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CHAIRMAN, INVESTMENT ADVISORY COMMITTEE, GREATER HARRISBURG FOUNDATION 200 N 3RD ST, HARRISBURG PA 17108 (VOLUNTEER) STARTED 1996 INVESTMENT ADVISORY COMMITTEE 1987 AS MEMBER OF GOVERNING BODY SPEND 10-15 HOURS PER MONTH ON RESEARCH AND MEETINGS, NOT ALL WHEN MARKET TRADES, CHAIR COMMITTEE OF 10 TO DECIDE ON INVESTMENTS OF $30 MILLION IN TAX-EXEMPT CHARITABLE COMMUNITY FOUNDATION

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 10, 2002 - July 25, 2024

CONRAD SIEGEL INVESTMENT ADVISORS

RIA

CRD#: 123560

HARRISBURG, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONRAD SIEGEL INVESTMENT ADVISORS

CMS INVESTMENT ADVISORS INC. | CONRAD SIEGEL INVESTMENT ADVISORS, INC. | CONRAD SIEGEL INVESTMENT ADVISORS | CMS INVESTMENT ADVISORS, INC.

CRD#: 123560 / SEC#: 801-62505

RIA

Registered Investment Advisory firm - (11/14/2003 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/5/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

CONRAD SIEGEL INVESTMENT ADVISORS

CMS INVESTMENT ADVISORS INC. | CONRAD SIEGEL INVESTMENT ADVISORS, INC. | CONRAD SIEGEL INVESTMENT ADVISORS | CMS INVESTMENT ADVISORS, INC.

CRD#: 123560 / SEC#: 801-62505

RIA

Registered Investment Advisory firm - (11/14/2003 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/5/2003 Terminated)

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Contact information

Main Address

501 Corporate Circle, Harrisburg, PA 17110

Mailing Address

Phone number

(717) 652-5633

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR CONRAD SIEGEL INVESTMENT ADVISORS, INC. (9/25/2025)

Regulatory assets under management

Total Number of Accounts	1,085
AUM (Assets Under Management)	$ 10,118,593,493

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Conrad M. Siegel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CONRAD SIEGEL INVESTMENT ADVISORS

Primary Firm SEC Registration

CONRAD SIEGEL INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Current Firm

CONRAD SIEGEL INVESTMENT ADVISORS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONRAD SIEGEL INVESTMENT ADVISORS

TRUST BUT VERIFY

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