Edward A. Gourdeau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Anthony Gourdeau, who also goes by Eddie Gourdeau, Edward Anthony Gourdeau, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 2004. Edward had worked at 20 firms and has passed the Series 66, Series 52TO, SIE, Series 34, Series 3, Series 7, Series 4, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2025 - June 9, 2025
FIN2
March 10, 2025 - September 30, 2025
CLEARFP ADVISORS, LLC
August 28, 2024 - November 13, 2024
WORLD INVESTMENTS, LLC
November 13, 2023 - March 21, 2024
DOMINARI SECURITIES LLC
October 12, 2023 - August 6, 2024
EXEMPLAR CAPITAL, LLC
August 19, 2022 - September 13, 2023
AMERANT INVESTMENTS, INC.
May 31, 2022 - August 19, 2022
LPL FINANCIAL LLC
September 9, 2021 - March 1, 2022
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
September 2, 2021 - December 22, 2021
LPL FINANCIAL LLC
July 28, 2021 - August 27, 2021
PASSFOLIO SECURITIES, LLC
November 4, 2020 - April 9, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 3, 2019 - July 5, 2019
STATETRUST INVESTMENTS INC.
November 8, 2018 - June 27, 2019
AVENUE SECURITIES LLC
February 6, 2018 - July 2, 2019
SIXTEEN SECURITIES, INC.
December 14, 2017 - June 21, 2018
USTOCKTRADE SECURITIES, INC.
June 29, 2016 - November 7, 2017
RICHFIELD ORION INTERNATIONAL, INC.
May 12, 2016 - May 16, 2016
RICHFIELD ORION INTERNATIONAL, INC.
July 20, 2015 - May 25, 2016
AEGIS CAPITAL CORP.
June 24, 2015 - July 7, 2015
PFS INVESTMENTS INC.
November 1, 2013 - April 7, 2015
TRADESTATION SECURITIES, INC.
June 30, 2009 - August 6, 2013
TRADESTATION SECURITIES, INC.
May 15, 2007 - November 21, 2008
ALLY INVEST SECURITIES LLC
April 6, 2005 - July 14, 2006
UBS FINANCIAL SERVICES INC.
October 22, 2004 - July 14, 2006
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
FIN2
CRD#: 316863 / SEC#: , 8-70818
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
