James A. Bitzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Allen Bitzer MR. was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2002. James had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2021 - March 14, 2024
FALCON POINT CAPITAL, LLC
April 1, 2011 - December 31, 2019
FALCON POINT CAPITAL, LLC
March 31, 2003 - December 31, 2009
FALCON POINT CAPITAL, LLC
October 7, 2002 - December 31, 2002
FALCON POINT CAPITAL, LLC
October 7, 2002 - April 21, 2003
EGM CAPITAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FALCON POINT CAPITAL, LLC
CRD#: 122459 / SEC#: 801-61442
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Active | 4/23/2024 |
Red Flags
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