AA
Andrew B. Adams
ADDICUS ADVISORY
OXFORD, MS 38855
Some features on this profile are disabled
CRD#: 4594963
AA
Professional summary
Andrew B Adams, who also goes by Drew Adams, is a registered financial advisor currently at ADDICUS ADVISORY, LLC located in Oxford, Mississippi.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Andrew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Drew Adams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) ADDICUS LLC 100% OWNER OF INTEGRATED INSURANCE GROUP, YES INVESTMENT RELATED, 2694 West Oxford Loop, Suite 150 Oxford, MS, BUSINESS CONSULTING, OWNER/MANAGING PARTNER, START DATE 2/25/2013, BUSINESS AQUISION & SALE SUPPORT, 20 HPM, 10 HRS TRADING.
(2) ADDICUS RISK MANAGEMENT, LLC, YES INVESTMENT RELATED, 333 W Franklin St. Tupelo, MS 38804, MANAGER, SALES OF LIFE, ACCIDENT, HEALTH AND P&C INSURANCE, START DATE 12/1/2011, INVOLVED IN THE SALES & SERVICE OF NON-REGISTERED INSURANCE PRODUCTS, 20 HPM, 15 HRS TRADING.
(3) ADDICUS ADVISORY, LLC, 50% OWNER/MANAGER, START DATE 02/01/2016, INVESTMENT RELATED, LOCATED AT 333 W Franklin St. Tupelo, MS 38804, 40 hrs/mo and 30 hrs/mo during trading.
4) ADDICUS RP LLC, YES INVESTMENT RELATED, 2694 West Oxford Loop, Suite 150 Oxford, MS, RENTAL PROPERTY, OWNER, START DATE 07/01/2015, RENTS BUILDING, 1 HR PER MONTH, 0 HRS TRADING.
5) Addicus Holdings, LLC; investment related; manager - start date 1/1/2016; 2694 W. Oxford Loop Rd. Ste. 150, Oxford, MS 38655; holdings company used to consolidate 3 individual entities; 4 hours per mo, 1 hour per mo during trading.
6) ABA Marketing, Inc; not investment related; President - start date 12/31/2015; 2694 W. Oxford Loop Rd. Ste. 150, Oxford, MS 38655; marketing services for Addicus Holdings, LLC & its subsidiaries; 30 hours per mo, 5 hours per mo during trading.
(7)D&S Real Estate Holdings, LLC, 2694 West Oxford Loop, Suite 150 Oxford, MS 38655, 50% Owner, holding company for 333 West Franklin, LLC & Addicus RP, LLC, not investment related, 0 hrs during trading per mo.
(8) Dynamic Busniess Strategies, Inc., 333 W Franklin St. Tupelo, MS 38804, 100% owner of this entity which owned 50% of Addicus Holdings, LLC., Investment related, engaged in the business of Family office services, Financial advice (through Addicus Advisory. LLC), and consulting, 10 trading hours per mo.
(9)Rubicon Capital, LLC, 128-A Courthouse Square, Oxford, MS 38655; holding company that wholly owns several limited liability companies (Premier Clay Management, LLC; Cypress East Management, LLC; Stamps Hallow Manager, LLC) that serve as the Managing Member the respective private pooled investment vehicles: Premier Clay Investors, LLC, Cypress East Investors, LLC, Stamps Hollow Investments, LLC; Investment-Related; Managing Member; 9/26/2017; approx. 10 HRS/MO; 10 HRS during securities trading hours.
(10)Grove Private Capital, LLC; 128-A Courthouse Square, Oxford, MS 38655; serves as Managing Member to the following private pooled investment vehicles: Ex Capital, LLC; SC Coastal Properties, LLC, and Ambling Investments LLC; Investment-Related; Managing Member; 3/6/2019; 5 HRS/MO; 5 HRS during securities trading hours.
(11)Breakwater Management, LLC, 128-A Courthouse Square, Oxford, MS 38655; serves as Managing Member to Breakwater Investments, LLC; Investment-Related; Managing Member; 10/9/19; 2 HRS/MO; 2 HRS during securities trading hours.
(12) River Birch Manager, LLC, 128-A Courthouse Square, Oxford, MS 38655; serves as Managing Member to River Birch Investments, LLC Investment-Related; Managing Member; 12/3/2019; 2 HRS/MO; 2 HRS during securities trading hours.
(13)D&I Land Management, LLC, 128-A Courthouse Square, Oxford, MS 38655; holding company that wholly owns Silas Mine Management, LLC, which serves as the Managing Member to Silas Mine Investments, LLC, a private pooled investment vehicles; Investment-Related; Managing Member; 9/26/17; 5 HRS/MO; 5 HRS during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew B Adams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2016 - Present
ADDICUS ADVISORY, LLC
Office #1: 2694 West Oxford Loop, Oxford, MS 38855RIA
CRD#: 282244
OXFORD, MS
Past
December 2, 2011 - December 7, 2016
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
OXFORD, MS
Past
December 2, 2011 - December 7, 2016
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
OXFORD, MS
Past
November 15, 2007 - December 5, 2011
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
TUPELO, MS
Past
November 15, 2007 - December 5, 2011
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
TUPELO, MS
Past
June 19, 2006 - November 16, 2007
CALTON & ASSOCIATES, INC.
RIA
CRD#: 20999
TUPELO, MS
Past
February 17, 2006 - November 16, 2007
CALTON & ASSOCIATES, INC.
BD
CRD#: 20999
TUPELO, MS
Past
February 20, 2004 - January 11, 2006
NEW ENGLAND SECURITIES
RIA
CRD#: 615
MEMPHIS, TN
Past
October 28, 2002 - January 11, 2006
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ADDICUS ADVISORY, LLC
ADDICUS ADVISORY, LLC
CRD#: 282244 / SEC#: 801-122401
RIA
Registered Investment Advisory firm - (9/27/2021 Approved)Alabama
Registered Investment Advisory firm - (10/26/2021 Terminated)Georgia
Registered Investment Advisory firm - (12/16/2021 Terminated)Mississippi
Registered Investment Advisory firm - (10/26/2021 Terminated)Missouri
Registered Investment Advisory firm - (10/26/2021 Terminated)Tennessee
Registered Investment Advisory firm - (11/19/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Mississippi(12/9/2016)
IAR
Tennessee(12/6/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 4/23/2008
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
ADDICUS ADVISORY, LLC
ADDICUS ADVISORY, LLC
CRD#: 282244 / SEC#: 801-122401
RIA
Registered Investment Advisory firm - (9/27/2021 Approved)Alabama
Registered Investment Advisory firm - (10/26/2021 Terminated)Georgia
Registered Investment Advisory firm - (12/16/2021 Terminated)Mississippi
Registered Investment Advisory firm - (10/26/2021 Terminated)Missouri
Registered Investment Advisory firm - (10/26/2021 Terminated)Tennessee
Registered Investment Advisory firm - (11/19/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
333 W. Franklin Street, Tupelo, MS 38804
Mailing Address
Phone number
(877) 294-8658
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 181 |
| AUM (Assets Under Management) | $ 262,684,963 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ADDICUS ADVISORY, LLC
CRD#: 282244Oxford, MS 38855TRUST BUT VERIFY
Monitor Andrew Adams
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
