Denis Popov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denis Popov, who also goes by Denis Popou, was a registered financial professional .
Denis is a previously registered financial professional and started their career in finance in 2002. Denis had worked at 4 firms and has passed the Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2011 - March 13, 2013
COASTAL TRADE SECURITIES, LLC
December 19, 2006 - October 2, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
May 15, 2006 - September 29, 2006
G-2 TRADING,LLC
March 3, 2003 - April 7, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
October 16, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/6/2007
Limited Representative-Equity Trader ExamCurrent Firm
COASTAL TRADE SECURITIES, LLC
CRD#: 148246 / SEC#: , 8-67999
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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