Alan G. Goodfellow

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CRD#: 4594688

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alan Graham Goodfellow was a registered financial professional .

Alan is a previously registered financial professional and started their career in finance in 2002. Alan had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) NEW HOPE MINISTRIES - EXECUTIVE VP, NOT INVESTMENT RELATED, 8052 BANK STREET ROAD, BATAVIA, NY 14020, CHARITABLE, OFFICER, START DATE: 09/01/13, APPROXIMATE NUMBER OF HOURS/MONTH: LESS THAN 10, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: LESS THAN 10, DUTIES: PROVIDE FINANCIAL OVERSIGHT TO THOSE OPERATING THE ORGANIZATION ON A DAY-TO-DAY BASIS./// 2.) GENESIS PEDIATRICS, LLC. PEDIATRIC MEDICAL PRACTICE. NOT SECURITIES RELATED. START DATE 5/26/2015. FINANCIAL OVERSIGHT, PART-TIME CFO. SPOUSE IS 100% OWNER. 25 HOURS DEVOTED PER MONTH, 12 HOURS DEVOTED DURING MARKET HOURS./// 3.) Insurance Agent; Pittsford, NY; Traditional individual and group fixed insurance Sales and Service with various carriers; compensation is commission on sales. /// 4.) Insurance Agent; Pittsford, NY; Analysis of fixed insurance for individuals, businesses, institutions, and religious orders for a fee. Provide reports on the insurance and recommendations of premiums to pay in order to achieve goals provided by the client; insurance related consulting will exclusively relate to fixed/general account product ; no review of variable policies involved. /// 5. Senior Advisor; Coordinated Plan, LLC; Pittsford, NY; Reviews and meetings with clients and prospects on their holdings of insurance and investments.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 1, 2023 - March 1, 2024

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

Pittsford, NY

Past

November 1, 2021 - February 29, 2024

VALMARK SECURITIES, INC.

CRD#: 31243

Pittsford, NY

Past

October 2, 2019 - November 2, 2021

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

April 16, 2015 - November 2, 2021

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

Pittsford, NY

Past

October 30, 2007 - April 23, 2015

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

ROCHESTER, NY

Past

October 14, 2002 - November 6, 2007

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALMARK ADVISERS, INC.

VALMARK ADVISERS INC | VALMARK ADVISERS, INC.

CRD#: 108050 / SEC#: 801-55564

RIA

Registered Investment Advisory firm - (5/29/1998 Approved)

Wyoming

Registered Investment Advisory firm - (8/11/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/11/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/28/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/11/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VALMARK ADVISERS, INC.

VALMARK ADVISERS INC | VALMARK ADVISERS, INC.

CRD#: 108050 / SEC#: 801-55564

RIA

Registered Investment Advisory firm - (5/29/1998 Approved)

Wyoming

Registered Investment Advisory firm - (8/11/2017 Terminated)

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Contact information

Main Address

130 Springside Drive Suite 300, Akron, OH 44333

Mailing Address

Phone number

(800) 765-5201

Established

Firm type

Fiscal year end

# of Employees

275

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VALMARK ADVISERS WEALTH MANAGEMENT SOLUTIONS ADV PART 2A APPENDIX 1-WRAP FEE PROGRAM BROCHURE (6/16/2025)

VALMARK ADVISERS, INC SEC FORM 2A FIRM BROCHURE (6/16/2025)

Regulatory assets under management

Total Number of Accounts	19,096
AUM (Assets Under Management)	$ 8,379,181,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alan G. Goodfellow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VALMARK SECURITIES, INC.

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

HORNOR, TOWNSEND & KENT, LLC

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

VALMARK ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/2019

Series 63

Date: 10/11/2002

Series 7TO

Date: 1/28/2020

SIE

Date: 10/1/2018

Series 6

Date: 10/11/2002

Current Firm

VALMARK ADVISERS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALMARK ADVISERS, INC.

TRUST BUT VERIFY

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