Stanford S. Warshawsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanford Seymour Warshawsky, who also goes by Stan Warshawsky, Stanford S Warshawsky, was a registered financial professional .
Stanford is a previously registered financial professional and started their career in finance in 1972. Stanford had worked at 3 firms and has passed the Series 7TO, SIE, Series 14, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2004 - March 10, 2023
BISMARCK CAPITAL, LLC
July 21, 1999 - January 6, 2004
FEF DISTRIBUTORS, LLC
August 8, 1972 - January 6, 2004
NATIXIS SECURITIES AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 00
Date: 8/3/1972
General Securities Principal ExaminationCurrent Firm
BISMARCK CAPITAL, LLC
CRD#: 131634 / SEC#: , 8-66489
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WARSHAWSKY, STANFORD SEYMOUR | CEO, CCO, MANAGING MEMBER | |
| HUSSAIN, MUSHARAF | FINOP/CFO | 3020174 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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