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Siobhan R. Monaghan

Some features on this profile are disabled
CRD#: 4594135
SM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Siobhan Rachel Monaghan was a registered financial professional .

Siobhan is a previously registered financial professional and started their career in finance in 2002. Siobhan had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 1, 2002 - March 23, 2026

CAPITAL ADVISORS GROUP, INC

RIA
CRD#: 112000
TORONTO,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ADVISORS GROUP, INC
CAPITAL ADVISORS GROUP, INC

CRD#: 112000 / SEC#: 801-60262

RIA
Registered Investment Advisory firm - (5/24/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

CA
CAPITAL ADVISORS GROUP, INC
CAPITAL ADVISORS GROUP, INC

CRD#: 112000 / SEC#: 801-60262

RIA
Registered Investment Advisory firm - (5/24/2001 Approved)
PREMIUM
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Contact information

Main Address
1 Federal Street Suite 2200, Boston, MA 02110
Mailing Address
Phone number
(617) 630-8100
Established
Firm type
Fiscal year end
# of Employees
31

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CAPITAL ADVISORS GROUP FORM ADV PART 2A 3-31-25 (3/31/2025)

Regulatory assets under management

Total Number of Accounts246
AUM (Assets Under Management)$ 26,029,845,727

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL ADVISORS GROUP, INC

CRD#: 112000

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