Tony M. Pritchett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tony M Pritchett, ChFC®, CLU® was a registered financial professional .
Tony is a previously registered financial professional and started their career in finance in 2003. Tony had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2025 - April 23, 2026
ARD ADVISORY SERVICES, LLC
June 28, 2024 - December 5, 2025
WELLTH ADVISORY SERVICES, LLC
May 1, 2023 - July 5, 2024
GLOBAL RETIREMENT PARTNERS LLC
April 28, 2023 - November 24, 2025
LPL FINANCIAL LLC
February 4, 2015 - May 11, 2023
ONEAMERICA SECURITIES, INC.
April 9, 2014 - May 11, 2023
ONEAMERICA SECURITIES, INC.
March 5, 2013 - December 31, 2013
HIGH STREET SECURITIES, INC.
April 27, 2010 - March 28, 2011
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 24, 2008 - April 15, 2010
NATIONWIDE SECURITIES, LLC
December 20, 2006 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
September 28, 2005 - December 20, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 24, 2004 - August 26, 2004
FIFTH THIRD SECURITIES, INC.
January 27, 2003 - January 14, 2004
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ARD ADVISORY SERVICES, LLC
CRD#: 318653 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 186 |
| AUM (Assets Under Management) | $ 36,726,126 |
Red Flags
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