Thomas A. Winston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Arthur Winston was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2002. Thomas had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2019 - May 13, 2019
CAMARDA WEALTH ADVISORY GROUP
November 6, 2018 - February 7, 2019
FIRST COMMAND ADVISORY SERVICES
August 3, 2018 - February 7, 2019
FIRST COMMAND BROKERAGE SERVICES, INC.
January 6, 2004 - April 20, 2004
NATIONAL SECURITIES CORPORATION
June 18, 2003 - January 16, 2004
NEWBRIDGE SECURITIES CORPORATION
March 19, 2003 - May 16, 2003
NEWBRIDGE SECURITIES CORPORATION
October 25, 2002 - April 22, 2003
GUNNALLEN FINANCIAL, INC
Primary Firm SEC Registration
CAMARDA WEALTH ADVISORY GROUP
CRD#: 113784 / SEC#: 801-61028
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMARDA WEALTH ADVISORY GROUP
CRD#: 113784 / SEC#: 801-61028
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,106 |
| AUM (Assets Under Management) | $ 325,295,188 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
