GW
Garry D. Weiss
CONVERGENCE FINANCIAL
Columbia, MO 65203
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CRD#: 4593467
GW
Professional summary
Garry Dale Weiss is a registered financial advisor currently at CONVERGENCE FINANCIAL located in Columbia, Missouri.
Garry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Garry has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/10/2019 - Convergence Financial - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:07/16/2019 - 160 hrs/mo - 140 hrs during trading.
2. 10/16/2019 - Convergence Financial - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:07/16/2019 - 160 hrs/mo - 140 hrs during trading - I provide administrative support to Convergence Financial, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Garry Dale Weiss's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2019 - Present
CONVERGENCE FINANCIAL
Office #1: 3919 S. Providence Road, Columbia, MO 65203RIA
CRD#: 304146
Columbia, MO
Past
July 16, 2019 - July 16, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
COLUMBIA, MO
Past
July 16, 2019 - August 27, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
COLUMBIA, MO
Past
December 24, 2013 - July 23, 2019
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
COLUMBIA, MO
Past
December 17, 2013 - July 23, 2019
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
COLUMBIA, MO
Past
May 27, 2003 - December 24, 2013
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
COLUMBIA, MO
Past
January 7, 2003 - December 24, 2013
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
COLUMBIA, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CONVERGENCE FINANCIAL
360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | LEGACY GROUP FINANCIAL ADVISORS | FOUR RIVERS FINANCIAL | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES
CRD#: 304146 / SEC#: 801-116738
RIA
Registered Investment Advisory firm - (6/3/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(7/17/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CF
CONVERGENCE FINANCIAL
360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | LEGACY GROUP FINANCIAL ADVISORS | FOUR RIVERS FINANCIAL | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES
CRD#: 304146 / SEC#: 801-116738
RIA
Registered Investment Advisory firm - (6/3/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3919 S. Providence Road, Columbia, MO 65203
Mailing Address
Phone number
(573) 818-2264
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,609 |
| AUM (Assets Under Management) | $ 703,445,900 |
Red Flags
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Company Information
CONVERGENCE FINANCIAL
CRD#: 304146Columbia, MO 65203TRUST BUT VERIFY
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