Daniel E. Shepard
Professional summary
Daniel Edward Shepard, who also goes by Dan Shepard, Daniel E Shepard, Daniel Shepard, is a registered financial advisor currently at OAK ROAD WEALTH MANAGEMENT located in Lee's Summit, Missouri.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Daniel has worked at 6 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Edward Shepard's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2016 - Present
OAK ROAD WEALTH MANAGEMENT
October 14, 2015 - August 9, 2016
CAPITAL INVESTMENT MANAGEMENT, INC
September 1, 2015 - August 22, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
May 28, 2008 - May 26, 2015
AMERICAN CENTURY INVESTMENT SERVICES INC.
November 17, 2006 - May 9, 2008
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
January 24, 2003 - June 7, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/20/2025)
(9/21/2016)
Exams
Current Firm
OAK ROAD WEALTH MANAGEMENT
CRD#: 284446 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 103 |
| AUM (Assets Under Management) | $ 60,662,089 |
Red Flags
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