Daniel Edward Shepard
Professional Summary
Daniel Edward Shepard, who also goes by Dan Shepard, Daniel E Shepard, Daniel Shepard, is a registered financial advisor currently at OAK ROAD WEALTH MANAGEMENT located in Lee's Summit, Missouri. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Daniel has worked at 6 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dan Shepard, Daniel E Shepard, Daniel Shepard
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
OAK ROAD WEALTH | SHEPARD WEALTH MANAGEMENT, LLC | OAK ROAD WEALTH MANAGEMENT
Contact Information
Main Address
210 Sw Market St, Lee's Summit, MO 64063Phone Number
(816) 721-9188# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
108AUM (Assets Under Management)
$80,071,959Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/20/2025)
(3/4/2026)
(9/21/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel Edward Shepard's CRS (Customer Relationship Summary).
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