JS
John P. Sullivan
TRUIST ADVISORY SERVICES
RICHMOND, VA 23219
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CRD#: 4592378
JS
Professional summary
John Patrick Sullivan, who also goes by Jack Sullivan, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Richmond, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Richmond, Virginia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. John has worked at 3 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jack Sullivan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Patrick Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 21, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 919 E Main St Fl 8, Richmond, VA 23219RIA
CRD#: 283390
RICHMOND, VA
Current
February 4, 2015 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 919 E Main St Fl 5 & 7, Richmond, VA 23219Office #2: 1500 N Parham Rd, Richmond, VA 23229Office #3: 10000 Southpoint Pkwy, Fredericksburg, VA 22407Office #4: 1300 E Parham Rd, Richmond, VA 23228Office #5: 5707 Patterson Ave, Richmond, VA 23226Office #6: 4030 Glenside Dr, Richmond, VA 23228Office #7: 9072 W Broad St, Richmond, VA 23294BD
CRD#: 17499
RICHMOND, VA
Past
February 4, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
FREDERICKSBURG, VA
Past
August 12, 2009 - January 15, 2015
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
GLEN ALLEN, VA
Past
October 8, 2002 - January 15, 2015
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
GLEN ALLEN, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/13/2017)
RR
Colorado(2/4/2015)
RR
Connecticut(11/17/2020)
RR
Delaware(9/18/2020)
RR
District of Columbia(2/4/2015)
RR
Florida(2/4/2015)
RR
Georgia(5/9/2019)
RR
Idaho(2/4/2015)
RR
Illinois(2/25/2025)
RR
Kentucky(5/13/2022)
RR
Maryland(9/1/2017)
RR
Massachusetts(2/4/2015)
RR
Montana(2/4/2015)
RR
Nevada(11/17/2020)
RR
New Jersey(6/26/2017)
RR
New York(10/19/2022)
RR
North Carolina(2/4/2015)
RR
Ohio(11/15/2024)
RR
South Carolina(7/2/2015)
RR
Tennessee(12/19/2018)
RR
Texas(9/30/2016)
IAR
Texas(4/12/2017)
RR
Virginia(2/4/2015)
IAR
Virginia(9/21/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Richmond, VA 23219TRUST BUT VERIFY
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