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DM

David B. Mueller

FG CAPITAL LC
St. Louis, MO 63105
Some features on this profile are disabled
CRD#: 4592358
DM

Professional summary

David Brian Mueller is a registered financial professional currently at FG CAPITAL LC located in St. Louis, Missouri.

David is registered as a RR (Registered Representative) and started their career in finance in 2003. David has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 82 and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Brian Mueller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 4, 2003 - Present

FG CAPITAL LC

Office #1: 7701 Forsyth Blvd., St. Louis, MO 63105Office #2: 7701 Forsyth Blvd., St. Louis, MO 63105-1820
BD
CRD#: 125229
St. Louis, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Missouri
(9/4/2003)

Exams

State Security Law Exam
RR
Series 63
Date: 8/15/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 82
Date: 2/28/2003
Limited Representative-Private Securities Offerings
Principal/Supervisory Exam
RR
Series 28
Date: 4/11/2003
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FG CAPITAL LC
FG CAPITAL LC

CRD#: 125229 / SEC#: , 8-65777

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
7701 Forsyth Blvd., St. Louis, MO 63105-1820
Mailing Address
7701 Forsyth Blvd. Suite 750, St. Louis, MO 63105-1820
Phone number
(314) 862-8500
Established
Missouri since 06/07/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
THE FORTUNE GROUP LLCSHAREHOLDER
HULL, JOHN HOWARDDIRECTOR, CHIEF COMPLIANCE OFFICER4592293
MUELLER, DAVID BRIANDIRECTOR4592358
SCHNOEBELEN, PAUL CARROLL IIIPRESIDENT1439706

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FG CAPITAL LC

CRD#: 125229St. Louis, MO 63105

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