Dimitris N. Bertsimas

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CRD#: 4592346

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dimitris Nmn Bertsimas, who also goes by Dimitris Bertsimas, was a registered financial professional .

Dimitris is a previously registered financial professional and started their career in finance in 2003. Dimitris had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dimitris Bertsimas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 12, 2013 - December 31, 2019

SAVVI FINANCIAL LLC

RIA

CRD#: 169196

WALTHAM, MA

Past

March 13, 2012 - December 31, 2019

ALPHA DYNAMICS LLC

RIA

CRD#: 157382

WALTHAM, MA

Past

January 2, 2009 - May 24, 2010

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

MINNEAPOLIS, MN

Past

January 2, 2008 - January 2, 2009

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

CAMBRDIGE, MA

Past

May 4, 2005 - May 24, 2010

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA

CRD#: 108257

CAMBRIDGE, MA

Past

October 30, 2003 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 30, 2003 - December 31, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAVVI FINANCIAL LLC

DYNAMIC IDEAS FINANCIAL LLC | SAVVI WEALTH PARTNERS | SAVVI FINANCIAL LLC

CRD#: 169196 / SEC#: 801-78753

RIA

Registered Investment Advisory firm - (11/4/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/29/2003

General Securities Representative Examination

Current Firm

SAVVI FINANCIAL LLC

DYNAMIC IDEAS FINANCIAL LLC | SAVVI WEALTH PARTNERS | SAVVI FINANCIAL LLC

CRD#: 169196 / SEC#: 801-78753

RIA

Registered Investment Advisory firm - (11/4/2013 Approved)

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Contact information

Main Address

465 Waverley Oaks Rd Ste 315, Waltham, MA 02452-8422

Mailing Address

Phone number

(781) 583-7011

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAVVI WEALTH PARTNERS ADV PART 2A JANUARY 2025 (1/16/2025)

SAVVI FINANCIAL PART 2A JANUARY 2025 (1/16/2025)

Regulatory assets under management

Total Number of Accounts	207
AUM (Assets Under Management)	$ 35,947,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dimitris N. Bertsimas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALPHA DYNAMICS LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

RIVERSOURCE DISTRIBUTORS, INC.

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

SAVVI FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/2012

Series 63

Date: 8/10/2004

Series 7

Date: 10/29/2003

Current Firm

SAVVI FINANCIAL LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAVVI FINANCIAL LLC

TRUST BUT VERIFY

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