Walter P. Guilfoyle

SCHWAB WEALTH ADVISORY

Lithia, FL

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CRD#: 4592247

Professional summary

Walter Patrick Guilfoyle, who also goes by Walter P Guilfoyle, Walter Patrick Guilfoyle III, Walter Patrick Guilfoyle, Walter Guilfoyle, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Lithia, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.

Walter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Walter has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Walter P Guilfoyle | Walter Patrick Guilfoyle Iii | Walter Patrick Guilfoyle | Walter Guilfoyle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Patrick Guilfoyle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2026 - Present

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

Lithia, FL

Current

May 1, 2026 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 1991 Summit Park Drive, Orlando, FL 32810

RIA

CRD#: 5393

Orlando, FL

Past

January 26, 2021 - February 28, 2023

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

NEW YORK, NY

Past

September 30, 2019 - February 28, 2023

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

September 11, 2018 - August 23, 2019

SANTANDER SECURITIES LLC

CRD#: 41791

STATEN ISLAND, NY

Past

December 28, 2015 - September 6, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

STATEN ISLAND, NY

Past

March 5, 2015 - October 1, 2015

LEGEND SECURITIES, INC.

CRD#: 44952

NEW YORK, NY

Past

January 7, 2015 - March 3, 2015

FIRST STANDARD FINANCIAL COMPANY LLC

CRD#: 168340

RED BANK, NJ

Past

October 9, 2009 - January 7, 2011

BROOKSTONE SECURITIES, INC.

CRD#: 13366

STATEN ISLAND, NY

Past

April 7, 2008 - October 22, 2008

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

STATEN ISLAND, NY

Past

July 10, 2007 - April 14, 2008

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

SOUTH BRUNSWICK, NJ

Past

August 1, 2006 - March 30, 2007

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

STATEN ISLAND, NY

Past

September 15, 2004 - August 2, 2006

GUNNALLEN FINANCIAL, INC

CRD#: 17609

STATEN ISLAND, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/1/2026)

IAR

Florida
(5/14/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/16/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/2/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/6/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/24/2006

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

9800 Schwab Way, Lone Tree, CO 80124

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (12/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Walter P. Guilfoyle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Patrick Guilfoyle's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

SANTANDER SECURITIES LLC

J.P. MORGAN SECURITIES LLC

LEGEND SECURITIES, INC.

FIRST STANDARD FINANCIAL COMPANY LLC

BROOKSTONE SECURITIES, INC.

J.P. TURNER & COMPANY, L.L.C.

CHASE INVESTMENT SERVICES CORP.

J.P. TURNER & COMPANY, L.L.C.

GUNNALLEN FINANCIAL, INC

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/16/2020

Series 63

Date: 2/2/2015

SIE

Date: 10/1/2018

Series 7

Date: 1/6/2015

Series 24

Date: 10/24/2006

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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