AH
Adam M. Harter
FINANCIAL ENHANCEMENT GROUP
Anderson, IN 46013
Some features on this profile are disabled
CRD#: 4592074
AH
Professional summary
Adam Michael Harter is a registered financial advisor currently at FINANCIAL ENHANCEMENT GROUP located in Anderson, Indiana.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Adam has worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FINANCE COMMITTEE, SULPHUR SPRINGS CC; BOARD MEMBER; Middletown, IN; NOT INVESTMENT RELATED. START DATE 3/2011; VARIOUS BOARD ROLES. 1 HR PER MONTH - NOT DURING MARKET HRS; NO COMPENSATION 2) AMH�,Owner Start Date: 2017, 5610 W 600 N, Middletown, IN 47356. Investment Related. As Owner and chairman of this s corporation which owns his interest in Financial Enhancement Group. His duties are one in the same outside of a minimal amount of administrative duties. Hrs/Mo: 3. 0 during securities trading hours. 3) Entity: Partner in Ark Development, Inc. Since 2017, 2704 Enterprise Drive, Anderson, IN 46013. Not investment related. Commercial Real Estate Rental. 0 hours a month and 0 hours during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Michael Harter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2012 - Present
FINANCIAL ENHANCEMENT GROUP
Office #1: 2704 Enterprise Drive, Anderson, IN 46013RIA
CRD#: 159017
Anderson, IN
Past
February 19, 2003 - November 30, 2023
WORLD EQUITY GROUP, INC.
RIA
CRD#: 29087
ANDERSON, IN
Past
October 24, 2002 - November 30, 2023
WORLD EQUITY GROUP, INC.
BD
CRD#: 29087
ANDERSON, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FE
FINANCIAL ENHANCEMENT GROUP
FINANCIAL ENHANCEMENT GROUP | FINANCIAL ENHANCEMENT GROUP LLC
CRD#: 159017 / SEC#: 801-72907
RIA
Registered Investment Advisory firm - (1/3/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(1/6/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
FE
FINANCIAL ENHANCEMENT GROUP
FINANCIAL ENHANCEMENT GROUP | FINANCIAL ENHANCEMENT GROUP LLC
CRD#: 159017 / SEC#: 801-72907
RIA
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Contact information
Main Address
2704 Enterprise Drive, Anderson, IN 46013
Mailing Address
Phone number
(765) 640-1524
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,412 |
| AUM (Assets Under Management) | $ 831,506,691 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 | ||
| 10/22/2024 | ||
| 12/21/2023 | ||
| 03/23/2023 |
Red Flags
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