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Bradley Christopher Mitchell

CRD# 4591954·Registered 2003 - 2019
Previously Registered: Being a previously registered professional could mean that Bradley is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bradley Christopher Mitchell was a registered financial advisor. Bradley was a previously registered financial professional and started their career in finance 2003 - 2019. Bradley had worked at 4 firms and has passed the Series 63, SIE, Series 57 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

BELVEDERE TRADING LLC·CRD# 132605
BD
Chicago, IL
September 26, 2018 - August 22, 2019
SUSQUEHANNA INVESTMENT GROUP·CRD# 33875
BD
Bala Cynwyd, PA
August 24, 2009 - January 22, 2015
BROWN BROTHERS HARRIMAN & CO.·CRD# 104487
BD
New York, NY
April 7, 2006 - April 2, 2008
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
May 16, 2003 - May 25, 2004

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Current Firm

BT
BELVEDERE TRADING LLC

BELVEDERE TRADING LLC

CRD#: 132605 / SEC#: 8-66612
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

10 S Riverside Plaza Suite 2100, Chicago, IL 60606

Mailing Address

10 S. Riverside Plaza Suite 2100, Chicago, IL 60606

Phone Number

(312) 893-3750

Established

Illinois since 01/25/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
BELVEDERE GROUP LLCSOLE MEMBER—
BABER, YEZDAAN AHMADCHIEF EXECUTIVE OFFICER6229007
FORRER, RICHARDO THOMASCOO/CFO3089279
JONES, BRANDON WILLIAMCHIEF COMPLIANCE OFFICER6469268
MASSARELLI, JOHN JOSEPHDIRECTOR OF RISK3066703
MUEHLFELT, LISA ANNFINOP2535566

Disclosures

Regulatory Event

29

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Sep 2018About the Series 57 exam

Series 7 — General Securities Representative Examination

Passed May 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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