ND
Nathan A. Dierking
INVESCO ADVISERS
Atlanta, GA 30309
Some features on this profile are disabled
CRD#: 4591809
ND
Professional summary
Nathan A Dierking, CFP®, CIMA®, who also goes by Nate Adam Dierking, Nathan Adam Dierking, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Atlanta, Georgia and INVESCO DISTRIBUTORS, INC. located in Atlanta, Georgia.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Nathan has worked at 4 firms and has passed the Series 66, Series 79TO, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nate Adam Dierking | Nathan Adam Dierking
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) TONY DELK BASKETBALL ACADEMY; NOT INVESTMENT RELATED; 202 WATERMAN ST. NE MARIETTA GA 30060; YOUTH/AAU BASEKTBALL ACADEMY; ASSISTANT COACH; START: 11/2023; 10HRS/MO, NOT DURING TRADING HOURS; COACHING YOUTH TEAM. (2) USL LES BOIS LLC; NOT INVESTMENT RELATED; 305 S. FEDERAL WAY, STE A, BOISE, IDAHO 83705, USA; EXPANSION USL MINOR LEAGUE MEN'S AND WOMEN'S SOCCER TEAMS BASED IN BOISE, IDAHO. MISSION IS TO FIELD WINNING TEAMS, GROW SOCCER, AND RUN STADIUM OPERATIONS TO GROW REVENUE; MINORITY OWNER; START: 10/2025; 03HRS/MO, NOT DURING TRADING HOURS; CONSULT WITH OWNERSHIP AND OPERATING TEAM ON THE BUSINESS OF THE TEAM/CLUB FOR THE GROWTH OF THE TEAM AND FRANCHISE. (3) MT BETHEL RECREATION; NOT INVESTMENT RELATED; 4385 LOWER ROSWELL RD, MARIETTA, GA 30068, USA; CHURCH, SCHOOL, AND YOUTH RECREATION; ASSISTANT FLAG FOOTBALL COACH; START: 08/2025; 10HRS/MO, NOT DURING TRADING HOURS; COACHING MY SON'S YOUTH FLAG FOOTBALL TEAM. (4) EAST MARIETTA BASKETBALL; NOT INVESTMENT RELATED; 1513 JOHNSON FERRY RD STE T-18, MARIETTA, 30062, USA; YOUTH BASKETBALL LEAGUES; START:10/2025; LESS THAN 10HRS/MO, NOT DURING TRADING HOURS; COACHING MY KID'S YOUTH SPORTS TEAMS.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan A Dierking's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 2, 2010 - Present
INVESCO ADVISERS, INC.
Office #1: 1331 Spring Street Nw Suite 2500, Atlanta, GA 30309RIA
CRD#: 105360
Atlanta, GA
Current
June 1, 2010 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 1331 Spring Street Nw Suite 2500, Atlanta, GA 30309BD
CRD#: 7369
Atlanta, GA
Past
January 5, 2004 - June 1, 2010
INVESCO CAPITAL MARKETS, INC.
BD
CRD#: 6939
HOUSTON, TX
Past
September 2, 2003 - January 7, 2004
LASALLE FINANCIAL SERVICES, INC.
RIA
CRD#: 20373
CHICAGO, IL
Past
August 13, 2003 - January 7, 2004
LASALLE FINANCIAL SERVICES, INC.
BD
CRD#: 20373
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2012)
RR
Alaska(1/3/2012)
RR
Arizona(1/3/2012)
RR
Arkansas(1/3/2012)
RR
California(1/3/2012)
RR
Colorado(1/3/2012)
RR
Connecticut(1/3/2012)
RR
Delaware(1/3/2012)
RR
District of Columbia(1/3/2012)
RR
Florida(1/3/2012)
RR
Georgia(1/3/2012)
RR
Hawaii(1/3/2012)
RR
Idaho(6/1/2010)
RR
Illinois(1/3/2012)
RR
Indiana(1/3/2012)
RR
Iowa(1/3/2012)
RR
Kansas(1/3/2012)
RR
Kentucky(1/3/2012)
RR
Louisiana(1/3/2012)
RR
Maine(1/3/2012)
RR
Maryland(1/3/2012)
RR
Massachusetts(1/3/2012)
RR
Michigan(1/3/2012)
RR
Minnesota(1/3/2012)
RR
Mississippi(1/3/2012)
RR
Missouri(1/3/2012)
RR
Montana(6/7/2010)
RR
Nebraska(1/3/2012)
RR
Nevada(1/3/2012)
RR
New Hampshire(1/3/2012)
RR
New Jersey(1/3/2012)
RR
New Mexico(1/3/2012)
RR
New York(1/3/2012)
RR
North Carolina(1/3/2012)
RR
North Dakota(1/3/2012)
RR
Ohio(1/3/2012)
RR
Oklahoma(1/3/2012)
RR
Oregon(6/1/2010)
RR
Pennsylvania(1/3/2012)
RR
Puerto Rico(1/3/2012)
RR
Rhode Island(1/3/2012)
RR
South Carolina(1/3/2012)
RR
South Dakota(1/3/2012)
RR
Tennessee(1/3/2012)
RR
Texas(1/3/2012)
RR
Utah(1/3/2012)
RR
Vermont(1/3/2012)
RR
Virgin Islands(1/3/2012)
RR
Virginia(1/3/2012)
RR
Washington(6/1/2010)
IAR
Washington(12/2/2010)
RR
West Virginia(1/3/2012)
RR
Wisconsin(1/3/2012)
RR
Wyoming(6/7/2010)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
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Contact information
Main Address
1331 Spring Street Nw Suite 2500, Atlanta, GA 30309
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046
Phone number
(404) 892-0896
Established
Firm type
Fiscal year end
# of Employees
2,872
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
