Kristofer P. Nyden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristofer Per Nyden was a registered financial professional .
Kristofer is a previously registered financial professional and started their career in finance in 2002. Kristofer had worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2015 - December 17, 2019
TD AMERITRADE, INC.
December 1, 2015 - December 17, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
December 1, 2015 - December 17, 2019
TD AMERITRADE, INC.
April 4, 2013 - June 29, 2015
LPL FINANCIAL LLC
April 4, 2013 - June 29, 2015
LPL FINANCIAL LLC
December 8, 2011 - October 23, 2012
1ST GLOBAL CAPITAL CORP.
June 29, 2011 - September 23, 2011
QUEST CAPITAL STRATEGIES, INC.
October 16, 2002 - April 11, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
October 15, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
October 15, 2002 - April 11, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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