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Jacqueline Lee Vadala

CRD# 4591227·Registered 2006 - 2015
Barred: Jacqueline Lee Vadala was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Jacqueline Lee Vadala was a registered financial advisor. Jacqueline was a previously registered financial professional and started their career in finance 2006 - 2015. Jacqueline had worked at 3 firms and has passed the SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

CRAIG SCOTT CAPITAL, LLC·CRD# 155924
BD
Uniondale, NY
October 16, 2013 - March 11, 2015
ROCKWELL GLOBAL CAPITAL LLC·CRD# 142485
BD
Farmingdale, NY
May 21, 2010 - September 23, 2013
JHS CAPITAL ADVISORS, LLC·CRD# 112097
BD
Tampa, FL
July 13, 2006 - May 21, 2010

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Current Firm

CS
CRAIG SCOTT CAPITAL, LLC

CRAIG SCOTT CAPITAL, LLC | LEGION PARK CAPITAL ADVISORS, LLC

CRD#: 155924 / SEC#: 8-68751
BD
Cancelled by SEC on 09/28/2023

Contact Information

Established

New York since 10/13/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MORGAN SCOTT, LLCMEMBER—
PORGES, BRENT MORGANCHIEF OPERATING OFFICER, MANAGER4002626
TADDONIO, CRAIG SCOTTCEO, PRESIDENT, MANAGER, CCO4773787

Disclosures

Regulatory Event

10

Arbitration

6

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Mar 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2006About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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