Alan G. Haft

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CRD#: 4591226

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alan Gary Haft was a registered financial professional .

Alan is a previously registered financial professional and started their career in finance in 2002. Alan had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 24, 2019 - December 9, 2021

STRATEGY ASSET MANAGERS L.L.C.

RIA

CRD#: 109939

Newport Beach, CA

Past

December 21, 2016 - January 2, 2020

HOLLY STREET WEALTH ADVISORS

RIA

CRD#: 167343

Newport Beach, CA

Past

September 8, 2009 - February 22, 2018

KELLY HAFT REGISTERED INVESTMENT ADVISORY, LLC

RIA

CRD#: 149166

IRVINE, CA

Past

November 6, 2006 - August 28, 2009

WORKMAN SECURITIES CORPORATION

RIA

CRD#: 31898

IRVINE, CA

Past

April 28, 2005 - October 2, 2006

WORKMAN SECURITIES CORPORATION

RIA

CRD#: 31898

IRVINE, CA

Past

March 29, 2005 - August 28, 2009

WORKMAN SECURITIES CORPORATION

CRD#: 31898

IRVINE, CA

Past

March 16, 2005 - December 14, 2005

5TH AVENUE FINANCIAL GROUP, INC.

RIA

CRD#: 133268

BOCA RATON, FL

Past

June 30, 2004 - November 3, 2004

USALLIANZ SECURITIES, INC.

RIA

CRD#: 40875

BOCA RATON, FL

Past

June 30, 2004 - November 3, 2004

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

November 7, 2002 - July 13, 2004

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGY ASSET MANAGERS L.L.C.

HOLLY STREET WEALTH ADVISORS | STRATEGY ASSET MANAGERS L.L.C.

CRD#: 109939 / SEC#: 801-60049

RIA

Registered Investment Advisory firm - (2/23/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/22/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/27/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/9/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/6/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STRATEGY ASSET MANAGERS L.L.C.

HOLLY STREET WEALTH ADVISORS | STRATEGY ASSET MANAGERS L.L.C.

CRD#: 109939 / SEC#: 801-60049

RIA

Registered Investment Advisory firm - (2/23/2001 Approved)

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Contact information

Main Address

790 E. Colorado Blvd Suite 200, Pasadena, CA 91101

Mailing Address

Phone number

(626) 657-0559

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRATEGY ASSET MANGERS, LLC FORM ADV 2A (4/30/2025)

Regulatory assets under management

Total Number of Accounts	1,099
AUM (Assets Under Management)	$ 741,546,605

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alan G. Haft

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HOLLY STREET WEALTH ADVISORS

KELLY HAFT REGISTERED INVESTMENT ADVISORY, LLC

WORKMAN SECURITIES CORPORATION

WORKMAN SECURITIES CORPORATION

WORKMAN SECURITIES CORPORATION

5TH AVENUE FINANCIAL GROUP, INC.

USALLIANZ SECURITIES, INC.

USALLIANZ SECURITIES, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

STRATEGY ASSET MANAGERS L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/22/2004

Series 63

Date: 11/27/2002

Series 7

Date: 4/9/2004

Series 6

Date: 11/6/2002

Current Firm

STRATEGY ASSET MANAGERS L.L.C.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGY ASSET MANAGERS L.L.C.

TRUST BUT VERIFY

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