Alan G. Haft
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Gary Haft was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 2002. Alan had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2019 - December 9, 2021
STRATEGY ASSET MANAGERS L.L.C.
December 21, 2016 - January 2, 2020
HOLLY STREET WEALTH ADVISORS
September 8, 2009 - February 22, 2018
KELLY HAFT REGISTERED INVESTMENT ADVISORY, LLC
November 6, 2006 - August 28, 2009
WORKMAN SECURITIES CORPORATION
April 28, 2005 - October 2, 2006
WORKMAN SECURITIES CORPORATION
March 29, 2005 - August 28, 2009
WORKMAN SECURITIES CORPORATION
March 16, 2005 - December 14, 2005
5TH AVENUE FINANCIAL GROUP, INC.
June 30, 2004 - November 3, 2004
USALLIANZ SECURITIES, INC.
June 30, 2004 - November 3, 2004
USALLIANZ SECURITIES, INC.
November 7, 2002 - July 13, 2004
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
STRATEGY ASSET MANAGERS L.L.C.
CRD#: 109939 / SEC#: 801-60049
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGY ASSET MANAGERS L.L.C.
CRD#: 109939 / SEC#: 801-60049
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,099 |
| AUM (Assets Under Management) | $ 741,546,605 |
Red Flags
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