Peter T. Huminski

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CRD#: 4591190

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Thomas Huminski was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 2002. Peter had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Insurance Sales; Same address; Non-investment related; Approximately 10% of time during the month 2.Thorium Real Estate, LLC; Not Investment Related; Same Address; Real Estate; Member Manager; 6/15/2017; 2 Hours per month; Take care of rental office property

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 4, 2024 - April 8, 2024

FORTRESS PRIVATE LEDGER, LLC

CRD#: 290298

RALEIGH, NC

Past

June 13, 2023 - March 7, 2024

BLUE JASPER CAPITAL LLC

RIA

CRD#: 319757

Groveland, FL

Past

June 30, 2017 - March 27, 2023

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Groveland, FL

Past

June 20, 2017 - March 27, 2023

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Groveland, FL

Past

May 23, 2014 - June 27, 2017

INDEPENDENT ADVISOR ALLIANCE, LLC

RIA

CRD#: 168267

KERNERSVILLE, NC

Past

May 20, 2014 - June 27, 2017

LPL FINANCIAL LLC

CRD#: 6413

KERNERSVILLE, NC

Past

May 29, 2012 - May 22, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

GREENSBORO, NC

Past

May 29, 2012 - May 22, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

GREENSBORO, NC

Past

December 8, 2005 - May 30, 2012

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

GREENSBORO, NC

Past

December 2, 2005 - May 30, 2012

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

GREENSBORO, NC

Past

March 16, 2005 - October 7, 2005

BB&T ASSET MANAGEMENT, INC.

RIA

CRD#: 108443

RALEIGH, NC

Past

October 6, 2002 - December 31, 2004

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTRESS PRIVATE LEDGER, LLC

CRD#: 290298 / SEC#: 801-118075, 8-70027

RIA

Registered Investment Advisory firm - SEC (2/18/2020 Approved)

North Carolina

Registered Investment Advisory firm - SEC (2/28/2020 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/27/2020 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/10/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/2/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FORTRESS PRIVATE LEDGER, LLC

CRD#: 290298 / SEC#: 801-118075, 8-70027

RIA

Registered Investment Advisory firm - SEC (2/18/2020 Approved)

North Carolina

Registered Investment Advisory firm - SEC (2/28/2020 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/27/2020 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

3110 Edwards Mill Rd, Ste 200 Suite 200, Raleigh, NC 27612

Mailing Address

3110 Edwards Mill Rd, Ste 200, Raleigh, NC 27612

Phone number

(919) 322-2762

Established

North Carolina since 11/17/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (19 States and Territories)

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE FOR FORTRESS PRIVATE LEDGER (3/31/2025)

FIRM BROCHURE FOR FORTRESS PRIVATE LEDGER (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
THE JOSEPH N. GRABAR, III REVOCABLE TRUST DATED MAY 14, 2004	OWNER
GURE, CHRISTOPHER JOSEPH	OWNER	6339890
CARTER, ANA R	FINOP/CFO/PFO/POO	4424794
GRABAR, JOSEPH NICHOLAS III	CEO/CCO/TRUSTEE	2776181

Regulatory assets under management

Total Number of Accounts	1,115
AUM (Assets Under Management)	$ 346,106,253

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Peter T. Huminski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BLUE JASPER CAPITAL LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

INDEPENDENT ADVISOR ALLIANCE, LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BB&T ASSET MANAGEMENT, INC.

BB&T INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

FORTRESS PRIVATE LEDGER, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/2005

Series 63

Date: 10/10/2002

SIE

Date: 10/1/2018

Series 7

Date: 2/4/2006

Series 6

Date: 10/2/2002

Current Firm

FORTRESS PRIVATE LEDGER, LLC

Contact information

SEC notice filing (19 States and Territories)

FINRA licenses (47 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

FORTRESS PRIVATE LEDGER, LLC

TRUST BUT VERIFY

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