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Cameron A. Roth

CERES CAPITAL MANAGEMENT,
DENVER, CO 80237
Some features on this profile are disabled
CRD#: 4591103
CR

Professional summary

Cameron Aubrey Roth MR. is a registered financial advisor currently at CERES CAPITAL MANAGEMENT, INC located in Denver, Colorado.

Cameron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Cameron has worked at 2 firms and has passed the Series 65 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DAVIS AND CERIAN. 1350 17TH ST #400 DENVER CO 80202. NON INVESTMENT RELATED. STARTED 12/1988. POSITION LEGAL ASST. NATURE OF BUSINESS SECURITIES LAW APPOX HRS 30 A WEEK APPOS HRS DURING TRADING 2 HRS DUTIES ADMIN LEGAL ASST.

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CRS (Client Relationship Summary) - RIA

Click below to view Cameron Aubrey Roth MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 8, 2004 - Present

CERES CAPITAL MANAGEMENT, INC

Office #1: 3850 S. Hillcrest Dr., Denver, CO 80237
RIA
CRD#: 121896
DENVER, CO
Past

April 7, 2003 - October 7, 2004

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

November 25, 2002 - March 17, 2003

CERES CAPITAL MANAGEMENT, INC

RIA
CRD#: 121896
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(12/8/2004)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/16/2002
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6
Date: 4/4/2003
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CC
CERES CAPITAL MANAGEMENT, INC
CERES CAPITAL MANAGEMENT, INC | FIRST CHICAGO GROUP, LTD. | CERES CAPITAL MANAGEMENT, INC.

CRD#: 121896 / SEC#:

Colorado
Registered Investment Advisory firm - (11/25/2002 Approved)
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Contact information

Main Address
Denver, CO
Mailing Address
Phone number
(720) 767-8882
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CERES CAPITAL MANAGEMENT, INC

CRD#: 121896Denver, CO 80237

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